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HNG-X Performance/Stress High Level Test Plan
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Document Title: HNG-X Performance/Stress High Level Test Plan
Document Reference: TST/SOT/HTP/0003
Document Type: High Level Test Plan
Release: HNG-X
Abstract: This document is the High Level Test Plan for HNG-X Performance,
Stress and Volume testing.
Document Status: APPROVEDDRAFT
Author & Dept: Michael Welch, Raj Kumar, Richard Locke - HNG-X V&l (Volume),
Peter Langford - PO Lid
External Distribution:
Approval Authorities:
Pete Drewealt HNG-X Test Manager
‘Andrew Thompson Post Office Lid (Test Manager)
Note: See Royal Mail Group Account HNG-X Reviewers/Approvers Role Matrix (PGM/DCMON/0001) for
guidance.
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0

Document Control

0.1 Table of Contents

0__ DOCUMENT CONTROL

0.1 TABLE OF CONTENTS. z
0.2 Document History 4
0.3 ReviEW Deratts, A
0.4 ASSOCIATED DOCUMENTS (INTERNAL & EXTERNAL). 5
0.5 ABBREVIATIONS m 7 6
0.6 _ GLossary. Z
0.7 CHANGES EXPECTED 2.2.0.0... - a I
0.8 AccuRAcY 7
0.9 Copyricur 7
1__INTRODUCTION. 8
44 OBJECTIVES......... 8

2__ SCOPE 9
(2.4___PEATURES To BE TESTED. 2
21.1 Volume Testing. eel
21.2 Load Testing. "3
24.24 Counter Transaction Response Times, il

Out of Scope Tests 7

222 Migratio 10
3__RISKS. 12
4__ QUALITY, 13
S__APPROACH. 13
GENERAL 13

: 13

TTS GA ANA cman ciate seccamaitlS

Test CASE EXECUTION. sila pili - ila 7 eh inal

Test CASE RESULTS AND EVIDENCE. 15

‘CALL LOGGING PROCESS zi 15
ESCALATION PROCESS. 16
_APPROACH TO TESTING a 16

6__ ENVIRONMENTAL NEEDS...

64

DATA CENTRE,

64.4 EDS Test Rig.

6.1.2 Counter Simulators...

6.1.3 FTMS Remote Platforms.

6.1.4 Time Control,

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6.2__ ENVIRONMENTAL NEEDS REQUIRED IN TEST LOCATION,
62.1 Horizon Counters. = .
6.2.2 HNG-X Counters.

‘WinRunner License Server
“Access to Data Centre from Bracknell .

7_ RESPONSIBILITIES.

8__DEPENDENCIES 20

9 SCHEDULE.

10___ RESOURCE!

RY CRITERIA,

44.4 ___ RELEVANT FACTORS TO BE CONSIDERED AT HANDOVER,

44.2 __ GENERAL CONSIDERATIONS}
14.2.1 Dependency on earlier testing...
(14.2.2 _Dependency on other pre-requisites
11.2.3 Other relevant factor’ ex

12__ EXIT CRITERIA.

13. TEST PASS / FAIL CRITERIA. 24
13.4 Test ‘Pass’ STATUS — ——— _ an - - - - 24
43.2 “Test ‘Fam.’ Stars, Pr
13.3 Test ‘No RUN’ STATUS. 24

A__ APPENDIX ~ MANUAL TESTING. 25

B__ APPENDIX — AUTOMATED TESTING...

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04 —TaBLé oF ConTENTS, . : 02
a —"Haapene Secas 4
0.3 ReviEW-DE 4
04—A Dec DERNAL BE 2
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0.8 —AccuRac: ©
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52—<¢ hi H
5.3 —Ts A
6.4 Te #
6.6 CALL LOGGING PROCESS wr a anal aaa O14

10 RESOURCES...

442 —G C B
44.2.4—Depend
44be2—Dependencs ”

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44.2.3—Oth . 4
443 nee - 2 48:
42 EXEE-CRITERE 4821
13 —TEST PASS / FAIL CRITERIA ww =— sow 1822
494 —Tesr-Pass* +8
3822

43.2 Test Fam STATUS,

A-—APPENDIXMANUAL-TESTING.

B—APPENDIX—AUTOMATED TESTING...

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0.2 Document History
PIPEAKIPPRI
o4 0810972007 I Inal document
02 (061272007 I High Level tests are scoped out in more deta Sections
updated and clarified in light of the development of tests and
howto test them, Also, the configuration of the Vii in IRE
is better know and i reflected in the document. A high level
test schedule forthe test cycles s ncided The responsibities
across stakeholders during testing are included. Changed the
Teviewers lst. Added a section on migration, Inckided a table
of requirements from Quality Center. Included the timescales
{or the testing on the VOL rg post pic.
03 (0610572008 I The main chenges inthis version are:
Clarification of scope: Identifying which groups of tess wil be
runinwhieh phase and which wil not be run tal
Ciarication of requirement descriptions in section 2.1
Updated Ist of tests in Appendix B Associaton of ests to
requrements
Updated schedule of planned tess.
io 90108008127007 I Final version issued for approval
2008
Includes updates tothe following sections aftr review of
‘ievous version 03
2.21 Out of cope
2.22 Migration
5.20utine Timescales
6.1.1 EDS Test Ri
6.22 HNG.X Couriers
0.3 Review Details
Role Name
HNG-X Test Manager Pete Dreweatt
HNG-X Solution Design David Harrison
Role Name
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Development Adrian West
Test Design Peter Robinson
Test Design George Zolkiewka
System Test John Rogers

RV Manager James Brett

Vi& TE Manager Peter Rickson
‘SVal Manager Sheila Bamber
Tester Hamish Munro
Programme Manager Phil Day

Post Office Ltd — Test Manager Lee Farman

Post Office Ltd - Test Manager
Post Office Ltd - Test Manager

‘Andrew W Thompson
Chris Young

Post Office Ltd — Acceptance Analyst

‘Wayne Roberts

HNG-X Service Transition

‘Steve GodsonGraham Walsh

Security Architect Jim Sweeting
Core Services Mark Walsh

Core Services Ed Ashford

Core Services Andrew Gibson
Performance Architect David Chapman
Requirements David Cooke
Post Office Ltd — Design Authority Mike C Gallagher
‘SPITS Manager Brad Keane

Position/Role

Torstein Godeseth

Name

(*) = Reviewers that retumed comments

(1) I PowocmTewooo1 I 2.0

16-Apr-07 _I HNG-X Generic Document Template _I Dimensions

[5] I TST/GEN/TP/0002

(2)_I TSTIGEN/PRO/003 HNG-X HLTP Definition Report Dimensions
{3I_ I TSTIGENSTG/0001 HNG-x Testing Strategy Dimensions
(4]_I PGMIPASIPRO/0004 Test Planning and Preparation Dimensions

HNG-X DR & BCP Testing - HLTP (Part I Dimensions
1)

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{6} I PAPER/033 Horizon Capacity Management and I PVCS
Business Volumes

(7]_I TSTIGEN/STD/0003 HNG-X Performance Model for Testing I Dimensions

{@] I TSTIGENwPDI0005 I 1.0 15/09/2006 I HNG-X Work Package for Non- I Dimensions
Functional Testing

9] I TST/GENPROI001 HNG-X Testing Process — Enty and I Dimensions
Exit Criteria

[10] I TST/GEN/PRO/0006 Process for Creating Data for Inclusion I Dimensions
in HNG-X High Level Test Plan Reports

[14]_I TSTIGEN/PRO/0010 HNG-X Defect Management Process _I Dimensions

[12] I CSISERIO10 20 Transaction Benchmark Service: pvcs
Service Description

(13) _I TBA Counter Bencharking HLTP Dimensions

Annotate the reference / details for
any HLD used in the production of
this document here

Unless a specific version is referred to above, reference should be made to the current approved

versions of the documents.

0.5 Abbreviations

Definit

Automated Payments Out Payments
Automated Payment Service

Business Continuity Planning

Card Account at Post Office

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(Formatted: Left

ar ‘Component integration Test
DR Disaster Recovery
DVLA Driver Vehicle Licensing Authority
EPOSS Electronic Point of Sale Service
FS Fujitsu Services
HLD High Level Design
HLTP High Level Test Plan
HNG-X Horizon Next Generation (plan X)
Luts Low Level Test Script
MGRM Moneygram
PAF Postal Address File
PAT Product Acceptance Test
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PO Ltd Post Office Ltd
SORN Statutory Off-Road Notice

sT System Test

val Solution Validation & Integration

TON Test Design Note

TESQA Transaction Enquiry Service Query Analyser
TRoc Testing Proof Of Concept

0.6 Glossary

LoadRunner ‘An industry standard performance test tool used to get an accurate picture of en-to-
end system performance, to identify bottlenecks and whether applications meet
specified performance requirements

Performance Testing or I A series of tests to measure the performance characteristics and behaviour of
Load Testing specific components of the solution under load to demonstrate their ability to achieve

defined performance requirements, For example, to test that a particular web service
is capable of supporting the relevant contrac tual peak rate of transactions per
second (the defined load)

Stress Testing A series of tests to measure the maximum performance capabilities of specific
‘components of the solution by increasing the load placed on a component unti iis
no longer able to satisfactorily support the load ie. it becomes ‘stressed’. Such tests
should demonstrate that a component is atleast able to achieve its design limits and
will also give an indication of headroom capacity.

Test stage or Testing The specific phase (stage) within the Software Development Life Cycle. For instance

stage Component Test, Component integration test, System Test, Solution Validation and
Integration or Release Validation

Volume Testing A series of tests to demonstrate that the whole solution is able to support a typical

dally workload. For example, to test that a peak weekday transaction profile can be
successfully harvested and that all scheduled batch processing can be completed
within expected timescales,

WinRunner ‘An industry standard functional test automation tool

0.7 Changes Expected

Tie-ck is the High-Level Test Plan HLTP Hh: Hosting that-williak
first-stage-will include the- Scope-and-Objectives-of the testing (all sections-up-to-the Appendix). The
second -part-to-be listings / reports of the Planned testing that is to take place and will include extracts

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document can be isstied. Material that is missing /expected to-be changed etc is shaded in yellow and
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0.8 Accuracy
Fujitsu Services endeavours to ensure that the information contained in this document is correct but, whilst every

effort is made to ensure the accuracy of such information, it accepts no liability for any loss (however caused)
sustained as a result of any error or omission in the same.

0.9 Copyright

© Copyright Fujitsu Services Limited (20087). Al rights reserved. No part of this document may be reproduced,
stored or transmitted in any form without the prior written permission of Fujitsu Services.

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1 Introduction

This document is the High Level Test Plan (HLTP) that represents the independent testing that will take
place for the Performance Testing stage. In accordance with the HNG-X Testing Strategy [3],
Performance Testing (Load, Volume and Stress) will be conducted separately from SV&l as a discrete
testing stage.

The production of the HLTP will be a two phase process. The first phase will include the Scope and
Objectives of the testing (all sections up to the Appendix). The second part to be listings / reports of the
planned testing that is to take place and will include extracts from Quality Center (where appropriate) in
the appendix of this HLTP.

This paper defines the approach and method to be followed, and identifies some of the issues to be
resolved, to ensure that Load, Volume and Stress tests are carried out at appropriate stages during the
deployment of HNG-X. The testing of Load, Volume and Stress scenarios is part of Non-Functional
Testing Work Package 5 and will be conducted against HNG-X Releases for Final Counter Drop (FCD)
and Batch 3 CPs.

1.1 Objectives

The overall objectives of the Performance testing stage is to ensure that FUS hand over to PO Ltd a
tested integrated solution that is capable of supporting contractual volumes. The Performance objectives
for the HNG-X/Hydra system can be categorized in three areas; user satisfaction, system productivity and
system cost

In particular these should include:
> Conformance to performance related requirements held in DOORS
> Tested performance of solution components to Design Limits defined in relevant HLDs

Demonstrated ability to support the level of business volumes and conformance to contractual
Service Level Targets defined in the Horizon Capacity Management and Business Volumes [6]

> Conformance to contracted transaction response times at both the counter and online system
level for key scenarios defined in HNG-X Performance Model for Testing [7]

> Current Horizon volumes can be supported on the Hydra configuration with no degradation of
performance.

» Tested performance limitations (stress test) of solution components to identify ‘breakpoints’ and
maximum headroom capacity.

> End-to-End test including interfaces to External systems to demonstrate the support of a peak
rate of CAPO Network Banking transactions,

System cost in HNG-X is not comparable to Horizon, due to infrastructure changes but the following
‘components are all expected not to be 100% utilized whatever the transaction type or transactional mix or
volume:

> BAL Application Servers

> Branch Database Servers

> Branch to Data Centre Network Bandwidth
> Data Centre LAN Segment Bandwidth

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> Data Centre LAN Switch Bandwidth

Tests should be identified within the HLTP which allow each of the above objectives to be proven to PO
Ltd's satisfaction. There are a number of PO Ltd stakeholders who need to be assured of completion of
this testing including:

> PO Ltd Live Service Manager

> PO Ltd Head of Systems

> PO Ltd Design Authority

> Banking and other specific Third Parties
HNG-X Acceptance Manager

> HING-X Release Authorisation Board

2 Scope

This document is concemed solely with performance related aspects of the solution and does not cover
other non-functional requirements. Specifically, Business Continuity and Disaster Recovery testing,
sometimes referred to as Integrity (Resilience & Recovery) testing, will be a separate discrete testing
stage and subject to its own HLTP [5]. However, it is likely that there will be some cross-over between
testing stages that will need to be co-ordinated during test execution planning. For example, it may be
necessary for some Business Continuity tests to be performed under full load and therefore appropriate
for these to be conducted during the Performance Testing stage.

The scope of testing covered by this HLTP gives particular focus to:
> the new Counter system,
> the Branch Access Layer, and
> the Branch Database
> the online services
All of the above figure prominently in the overall performance of the new HNG-X solution.

The Counter system (or more specifically, an agreed selection of transaction types on the counter
system) will be re-benchmarked to ensure acceptable performance at the point of sale. The Branch
Access Layer will require careful configuration and tuning to avoid bottlenecks and adverse
housekeeping, and the new Branch Database is performance critical, needing to achieve the requisite
transaction throughput, and to be demonstrably scaleable.

The retention of the Host and Extemal Interfaces largely intact (unchanged) mitigates external
performance impacts. Providing the internal performance of the solution is proven, and the
volume/throughput rate across the external interfaces remains as is, then there will be no need to repeat
full end-to-end performance tests involving the extemal systems. One exception to this, however, is the
‘external interface for CAPO banking transactions, for which the external client has requested full end-to-
‘end performance tests to be conducted

The types of testing within the scope of this document can be categorised into three main areas; Volume
testing, Load testing and Stress testing, which are defined in the following section. The following key
stages will need to be tested on the migrated Hydra configuration;

> Post Data Centre migration, all outlets still Horizon
> Amixture of 50% Horizon and 50% HNG-X outlets
> Alloutlets fully migrated to HNG-X

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The following diagram scopes out the high level areas to be tested, their priority and whether the tests

are to be run during phase 1 in the V&l test environment (and in which cycle), run during phase 2 in the
VOL test environment, or not run at all..

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Counter performance tests
Ho1_I Hzn Volume — Monday 1
Ho2_I Hzn Volume — Saturday
Ho3__I Hzn Volume — Sunday

Hzn Volume - 2 day Harvest
Hzn DCS up to contractual rates
Hzn CAPO up to contractual rates

To be run against background HNG-X load

Do not run, subsumed in MO2
Do not run, subsumed in M03.

Hzn ETU up to contractual rates
Hzn T&T up to contractual rates
APOP contractual and Design Limits

HCB_I Hzn Combined banking up to contractual rates 2 :
Mo1_I Hydra Mixed Volume - Monday (& TES rec tests) 6 1[2]3
M02 _I Hydra Mixed Volume - Saturday 1 1 2
Mo3_I Hydra Mixed Volume - Sunday 1 1 2
M04 __I Hydra Mixed Volume - 2 day Harvest Do not run, n/a for HNG-X
Mos _I Hydra Mixed DCS contractual and Design Limits 4 1 I 2
M06 I Hydra Mixed CAPO up to contractual rates Do not run, subsumed in MCB
M07 _ Hydra Mixed Link up to contractual rates Do not run, subsumed in MCB
Mos _I Hydra mixed A&L up to contractual rates Do not run, subsumed in MCB i Font calor: Blac }
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Hydra Mixed ETU contractual and Design Limits Only time for 1 iteration
M1o_I Hydra Mixed T&T contractual and Design Limits 4 1_I Only time for 1 iteration
Hydra Mixed Combined banking contractual and Design
MCB I Limits 4 1 I 2
Branch Router Tests Sub-set of counter tests for 1, 5, 10 & 20
Rot 4 1 I 2 I 3 I counters
X01 _I HNG-X Volume - Monday (& TES rec tests) 6 7 /[23I4 I56

HNG-X Volume - Saturday Do not run, subsumed in M02
HNG_X Volume Sunday Do not run, subsumed in M03
HNG-X Volume - 2 day Harvest Do not run, n/a for HNG-X.
HNG-X DCS contractual and Design Limits Only time for 1 iteration

HNG-X ETU contractual and Design Limits I 4 I Only time for 1 iteration
HNG-X T&T contractual and Design Limits I 4 I Only time for 1 iteration

BAL and BRDB contractual and Design Limits
BAL and BRDB stress test

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Reports contractual and Design Limits I 2 I Could cover in X11 with right mix of txns.
HNG-X Combined banking contractual and Design Limits I 4 _I Only time for 1 iteration

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2.1 Features to Be Tested
Our tests are defined from a combination of the requirements from Quality Centre listed below and areas
which have been sufficiently changed architecturally and warrants testing.

Req ID Requirement Name Description

5379 I Design Targets specified in the Capacity & Design Targets specified in the Capacity
Performance document ("HNG-X Capacity & Performance document (“HNG-X
Management and Business Volumes”) shall be Capacity Management and Business
measured during testing: they are not required to Volumes") shall be measured during
be subject to continuous monitoring (e.g. measured I testing: they are not required to be
over Service Re Req5379 subject to continuous monitoring (e.g.

measured over Service Reporting
Period) nor are they required to be
differentiated between particular Service
Periods unless explicitly stated in the
Design Target

5431 The System's ability to achieve the MHTR shall be I The System's ability to achieve the
confirmed by a combination of Volume Testing and I MHTR shall be confirmed by a
Modelling as described in the “HNG-X Test combination of Volume Testing and
‘Strategy - HX/STR/001". Req5431 Modelling as described in the “HNG-X

Test Strategy - HX/STR/001".

5435 I The System shall support the volume of Business I The System shall support the volume of
Transactions defined in the “HNG-X Capacity Business Transactions defined in the
Management and Business Volumes” document at I "HNG-X Capacity Management and
the Peak Rates identified. Req5435. Business Volumes” document at the

Peak Rates identified.

5438 The System shall support the volume of The System shall support the volume of
Administrative and Back Office Transactions Administrative and Back Office
defined in the “HNG-X Capacity Management and Transactions defined in the “HNG-X
Business Volumes” document at the peak rates. Capacity Management and Business
identified. ReqS438 Volumes” document at the peak rates:

identified.
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5441 I The System shall support the range of values in the I The System shall support the range of
list of parameters (for example number of Counters I values in the list of parameters (for
per Branch, Number of Stock units per Branch, example number of Counters per
Number of failed Logon events before lock-out) Branch, Number of Stock units per
specified in the "HNG-X Capacity Management Branch, Number of failed Logon events
Req5441 before lock-out) specified in the “HNG-X
Capacity Management and Business
Volumes" document,
Note: This requirement is not relevant to
system qualities performance - see
section 15 of Systems Qualities
Architecture (ARC/PER/ARC/0001)
5444 I The System shall support the display, storage and I The System shall support the display,
manipulation of a set of agreed data items (for storage and manipulation of a set of
example Currency Amounts, Languages, agreed data items (for example
Messages, Number of Products) with a size or Currency Amounts, Languages,
value range identified in the “HNG-X Capacity Messages, Number of Products) with a
Management and Req5444 size of value range identified in the
“HNG-X Capacity Management and
Business Volumes” document.
Note: This requirement is not relevant to
system qualities performance - see
section 15 of Systems Qualities
Architecture (ARC/PER/ARC/0001)
5460 I During testing New Video Benchmarks shall be During testing New Video Benchmarks
conducted on Baseline Horizon and equivalent shall be conducted on Baseline Horizon
Video Benchmarks shall be conducted on the and equivalent Video Benchmarks shall
‘System, in accordance with the process described I be conducted on the System, in
in “HNG-X Test Strategy - HX/STR/001 and accordance with the process described
assessment made Req5460 in "HNG-X Test Strategy - HX/STR/001
and assessment made according to the
Video Benchmarking Tolerances agreed
therein.
5462 _ I It shall be possible for the System Measurement of I It shall be possible for the System

the Counter to be switched on in the Live Estate,
but central collection and analysis of such data
shall only be performed for diagno:
ReqS462

Measurement of the Counter to be
switched on in the Live Estate, but
central collection and analysis of such
data shall only be performed for
diagnostic purposes.

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5465 I The System shall measure the Duration and record I The System shall measure the Duration
the Response for each Third Party Transaction and record the Response for each Third
Request from the time the request leave the Fujitsu I Party Transaction Request from the time
Domain for routing to the extemal party (e.g, the request leave the Fujitsu Domain for
Financial Institution, DVLA) to the time the r routing to the external party (e.g
Req5465 Financial Institution, DVLA) to the time

the response is received back from the
Third Party.

5468 I The response and duration measurement for all __I The response and duration
Third Party Transmission Requests shall be made I measurement for all Third Party
available in the response to the initiating Online _I Transmission Requests shall be made
Transaction request from the Counter in order that I available in the response to the initiating
the end-to-end timings and the System Time Online Transaction request from the
Req5468 Counter in order that the end-to-end

timings and the System Time
component can be calculated and
recorded by the Counter and reported in
system testing and subsequently for
diagnostic purposes.

'5470__I The end-to-end performance of Banking and The end-to-end performance of Banking
related Transactions shall be no worse than that and related Transactions shall be no
set out in the Service Level Target described in the I worse than that set out in the Service
Data Centre Operations Service document. Level Target described in the Data
Req5470 Centre Operations Service document.

See section 3.1.3.1 of System Qualities
Architecture (ARC/PER/ARC/00011).
This requirement translates to the
following response time target (SLT):

"= Network Banking transactions will
take on average 2.5 seconds or less
within the total of the HNG-X systems
and infrastructure. This is the total time
to and from the counter, excluding the
time in the banks' infrastructure and
systems.”

3477 I The end-to-end performance of the Basket The end-to-end performance of the

Settlement transaction shall be no worse than that
set out in the Service Level Target described in the
Data Centre Operations Service document,
Reqs471

Basket Settlement transaction shall be
no worse than that set out in the Service
Level Target described in the Data
Centre Operations Service document.
See section 3.1.3.1 of System Qualities
Architecture (ARC/PER/ARC/0001)

This requirement translates to the
following response time targets (SLTs):
Settlements will take on average 2
seconds or less.

= No Settlement within the 95th
Percentile will take 7 seconds or more.”

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8474

The Time taken to complete Branch Administrative
of Back Office Transactions shall meet Design
Targets (if specified) in “HNG-X Capacity
Management and Business Volumes” Req5474

The Time taken to complete Branch
Administrative or Back Office
Transactions shall meet Design Targets
(if specified) in "HNG-X Capacity
Management and Business Volumes”

Note: See Section 3.1.3.2 of the System
Qualities Architecture
(ARC/PER/ARC/0001) which states the
following.

"No targets have been set for these new
services in the current version of the
HNG-X version of the Horizon Capacity
Management and Business Volumes
document [PA/PER/033], so these
requirements are not currently
measurable.”

‘3475

The time taken for Stock Unit and Branch Reports
shall meet Design Targets (if specified) in “HNG-X
Capacity Management and Business Volumes”
Reqs475

The time taken for Stock Unit and
Branch Reports shall meet Design
Targets (if specified) in "HNG-X
Capacity Management and Business
Volumes"

Note: See Section 3.1.3.2 of the System
Qualities Architecture
(ARC/PER/ARC/0001) which states the
following.

“No targets have been set for these new
services in the current version of the
HNG-X version of the Horizon Capacity
Management and Business Volumes
document [PA/PER/033], so these
requirements are not currently
measurable.”

3476

The time taken to retrieve Help pages shall meet
Design Targets (if specified) in “HNG-X Capacity
Management and Business Volumes” Req5476

The time taken to retrieve Help pages
shall meet Design Targets (if specified)
in *HNG-X Capacity Management and
Business Volumes”

Note: See Section 3.1.3.2 of the System
Qualities Architecture
(ARC/PER/ARC/0001) which states the
following.

“No targets have been set for these new
services in the current version of the
HNG-X version of the Horizon Capacity
Management and Business Volumes
document [PA/PER/O33], so these
requirements are not currently
measurable.”

2.1.1

Volume Testing

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Volume testing can be described as:

> Asseries of tests to demonstrate that the whole solution is able to support a typical daily workload.
For example, to test that a peak weekday transaction profile can be successfully harvested and
that all scheduled batch processing can be completed within expected timescales.

Typically, due to differing batch scheduling, volume tests will be conducted for a peak weekday
transaction profile, a Saturday transaction profile and a Sunday transaction profile.

During the volume tests, particular attention will be paid to monitoring the following aspects:
> Performance characteristics of the Host
> Performance characteristics of Generic Agent platforms during harvesting
Completion times of all batch scheduling, including Backups
Capability of supporting a 2 day harvest

vvy

Client file transfer (where these have changed)
> Performance characteristics of virtualised Horizon platforms

Due to critical changes to the harvesting agents to be able to support both Horizon and HNG-X
transactions, and the likely virtualisation of Horizon components, volume tests will be conducted at each
of the three key stages identified above.

2.1.2 Load Testing
Load testing can be described as:

> A series of tests to measure the performance characteristics and behaviour of specific
components of the solution under load to demonstrate their ability to achieve defined
performance requirements. For example, to test that a particular web service is capable of
supporting the relevant contractual peak rate of transactions per second (the defined load).

Specific performance tests will be conducted for:
> All new / changed online service platforms
1, Debit Card System
Network Banking System
Electronic Top-up System

‘APOP
DVLA
7. PAF

> Branch Database, including load balancing and maximum session logons via the Branch Access
Layer

2.
3.
4, Track and Trace
5.
6.

> End-to-end performance to external client for CAPO banking transactions
> Counter transaction response times (see section 2.1.2.1 below)

Whereas volume testing will need to be conducted at each of the three key stages described previously,
the performance tests are specific to HNG-X aspects and so will only need to be conducted for one
phase. For test scheduling purposes, they could be conducted during any of the three phases subject to

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2.1.2.1 Counter Transaction Response Times

Performance testing will also—encompass re-benchmarking re-benchmarking_of counter transaction
response times for both a Horizon and a HNG-X counter on NT. Tests will be conducted for key
‘scenarios that have specific performance expectations or requirements or pose most risks to the
performance objectives.

Horizon tests will include repeating video benchmarking scenarios outlined in (CS/SER/010) using the
same performance targets.

HNG-X scenarios are intended to include those conducted for Video Benchmarking on Horizon
(CS/SER/010) with additional scenarios identified by POL Ltd.

Tests will initially be performed using the Winrunner tool to simulate mouse movements and key strokes
and record the time each actions takes. Each transaction element will be recorded and evaluated against
the targets outlined in the HNG-X Performance Model for Testing [7].

At the end of HNG-X Counter testing new video benchmarks will be recorded for HNG-X using the
methods outlined in CS/SER/010

A detailed plan of counter benchmarking activities is documented in [13]

There are six services that currently require specific Online Service Routing or interactions with the Data
Centre (under Horizon these were known as Online Transactions as they are the only online services in
Horizon):

Network Banking

2. Debit/Credit Card
3. Electronic Top Up
4. DVLA Online

5. PAF

6. APOP

The scenarios for these transaction types include the counter response times together with the system
response time for the online transaction (response time of counter to external network and back to the
counter).

The architecture for other types of transactions has changed. In Horizon, these transactions were
considered offline; however in HNG-X these transactions are considered online which include interaction
with the branch database.

7. EPOss

8. Mails

9. APS

10. AP-ADC

11, Bureau

12. Back Office

13, Reports

14, User Management

As the above transactions in Horizon are all offline the current measurements are based on counter
response times only. HNG-X Measurements will be both counter and online system response times.

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Full details of the performance objectives for counter transactions are specified in the HNG-X
Performance Model for Testing [7], but a summary of the transactions to be included for testing is
repeated here for completeness.

Debit/Credit Electronic

Card Top-up DVLA Online PAF APOP APS Settlements
Taxa Vehicle for Pay 1
Payment by Purchase 02E-Top 12 months with no Address Purchase £20 postal transaction bill
DebitiCredit Up for £15 var Lookup order (plus fee) Basket settlement
SORN with
changes tothe
Purchase £10 address of the Encash £30 postal
Virgin Phone Card vehicle order
Bureau (
Mails deChange Back Office Reports © Management AP-ADC —_ EPOSS
Post 1 Special Purchase 200 US Accept a Stock Unit Purchase £5
delivery smallletter Dollars remitance Reports LogoniLogott Moneygram saving stamp

Purchase 500 US Purchase 4 x

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tates stay
Dollars in travellers Freedom -
Post tlaige later cheques Rejectaremitance Offce Reports Help Service Passes
Transscion
Purchase 200 US Gorecton fr cash Purchase Pure A

Post tletertoUSA  Dolarsin preorder emitance Travel Sure Europe
venting eumeney shortage Ireurance——Staonary
Post 1 packet Spoled postal Purchase 2x
(2809) Bureau BuyBack ord £200 seratcheard
Mail 6 tems using Purchase £10
Dum po ct ectety tokens

Purchase £5000

Promum Bonds

Purchase 1 Day

fehingtooree

Afior counter performance tosis have been
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2.1.3 Stress Testing
Stress testing can be described as:

> Assries of tests to measure the maximum performance capabilities of specific components of the
solution by increasing the load placed on a component until it is no longer able to satisfact
support the load i.e. it becomes ‘stressed’. Such tests should demonstrate that a component
least able to achieve its design limits and will also give an indication of headroom capacity.

Specific stress tests will be conducted for:

> Allnew/ changed online service platforms
1, Debit Card System

Network Banking System

Electronic Top-up System

Track and Trace

APOP.

DVLA
7. PAF

> Branch Database

PaARONn

> Branch Access Layer

2.2. Features Not To Be Tested

2.2.1 Out of Scope Tests
The following aspects will not be tested under the scope of this document.

> Existing online services if unchanged, as performance capabilities for these platforms are already
proven or volumes are low. Also, they were never tested as a release under Horizon.

© MGRM
© Broadband
> End-to-end performance testing to external interfaces (except CAPO)
> Other non-functional attributes e.g. resilience, recoverability, system management, security
TESQA (assumed there are no changes)

> VPN. The nature in which transaction load is generated for V&l testing is such that the VPN layer
must be by-passed. Therefore, performance testing of VPN servers is out of scope. There is a
separate workstream dedicated to performance testing of the VPN layer, for which a separate
test plan and subsequent test report will be produced.

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2.2.2 Migration

The target end state of the HNG-X project is that all POL Counters will run HNG-X (rather than Horizon)
software and those counters will be served by the data centre IRE11 with the data centre IRE19 as
standby. Supporting Horizon and HNG-X counters out of IRE11/19 will be achieved overnight through
transitioning multiple stages. (i.e. Weekends A, B, C etc)

To assure the confidence in capability for each and every migration (Hydra) state one
following testing tasks appropriate:

1. Validate and Verify the processes required to effect the Migration step
2. Verify and Validate the processes required to assure a completion of migration step
3. Test for any regression on the Functional Requirements of the Soluti
4. Test for any regression on the Non-Functional requirements including
© Performance (Volume, Load, Stress)
© Integrity (Resilience, Recovery, Error Reporting)

ht consider the

Tasks 1, 2 and 3 will be carried out by RV (Release Validation) test stream. These assertions however
beg the question of how assured will POL be regarding the various Hydra configurations’ capabilities to
satisfy the Non-functional requirements.

Without the availability of a fully specified test rig to undertake the Non-Functional testing for each
Migration (Hydra) State it will not be possible to give the highest level of assurance of System Capability
before it goes live.

Until Migration Weekends A, B, C and D are complete in the production/business domain, POL bu:
workflow requires both the Bootle/Wigan pair and the IRE11/IRE19 pair to be running: with full resilience
provisions. Whereas the current test plan provides for testing the new and replacement
hardware/software at the (IRE11/19) data centres using the IRE11/19 kit configured as test rigs, the plan
makes no provision for the use of test rigs (of similar specification to Bootle/Wigan) for non-functional
testing of the dual (i.e. England/lreland) data centre migrations. The (IRE11) VI test rig will never be
taken through the planned migration steps. The conclusion therefore is that the VI test team will have no
‘opportunity to test the IRE11/19 migration configurations.

In summary, the current plan is that no physical, E2E performance testing of the various, migration states
(other than the final state that will go into Pilot) will be possible on the VI test rig.

‘An entry has been placed in the Risk Register as follows:

"No programme plan exists for_performance and integrity testing of major migration states. The
Programme plan has to address at least: 1) theoretical performance models, 2) PoC on simulated
performance environments, 3) risk analysis of using ITU test environments to validate predictions from
phases 1 and 2, 4) migration step resilience test cost benefit analysis"

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However, one aspect of migration that IS included in V&l testing is the overnight batch feed between TPS
and BRDB whilst Horizon outlets enter the pre-migration state. The number of outlets in such status will
be ramped up to measure the performance of this critical batch process and assess the level of
processing that can be achieved within the alloted time window during the overnight scheduling.

Furthen nsideration is current! iven
jitional_laten¢ fe into t rk to reflect the im,

and IRE11/19. Certain high volume tests could then be re-run with the ad

measure the affect against the baseline performance statistics gathered for the tests in a fully post-

migrated data centre. The HLTP will be updated to include this as and when consideration of the
sssibilities of this approach have been fully explored, and when the necessary data has been obtained

from monitoring latency on the actual link once it has been implemented,

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3 Risks

From experience of performance testing past releases of the Horizon and information gamered from
various design documents the following risks have been identified that can impact the successful
‘completion of the performance tests for the HNG-X solution (including the Hydra configuration). Issues
are included in the table below (they will be added to as and when identified).

ID Cat. Date Risk Summary Risk Impact Mitigation Action
Raised Description
ROO1 DD 08/10/07 BTC2 data applied to Unknown issues = —_— Planned activity to ‘clean

live images may unknown impact. up’ BTC2 data (with
present unknown Best case: Some development support)
issues. minor configuration

changes required Complete
Worst case: BTC2
data unusable

R002 D 08/10/07 Notall platforms are Unable to achieve _—_Prioritise tests according

delivered and built all planned tests to to business and technical
prior to start of test schedule, risk
execution

Complete

R003 08/10/07 May not be possible to Unable to freeze rig Identify all critical
hold / control time on whilst awaiting platforms for which time
V&l environment in critical fixes - could control is essential.

IRE11 cause significant

issues with batch Agree acceptable method

scheduling and of time control on all

data, required platforms.

Test planning

difficulties. Complete: Now agreed
that V&l will run in ‘real
time.

R004 C 08/10/07 _ In-house tools used for Increased overhead Identify all tools used and
managing test in managing test against new OS. Re-
environment may net platforms, gathering write tools for new OS
work on new and analysing data, where appropriate
platforms. Such tools causing delay to
include: test execution Complete

= triggercopy (control Some tools may
platforms from single need to be re-

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source) written
- event log analysis
R005 08/10/07 Not all counter Scripts may not Identify which
applications willbe work in actual transactions will become
available to capture environment available earliest and
transactions for without some re-create baskets made up
Loadrunner scripting work of those where possible.
prior to start of test Record scripts from
execution another rig as
Ongoing changes to transactions become
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transactions XML as available
development and
testing progresses

R006 C — 08/10/07 Pin Pad will not be Potential issues for Closed?

delivered until INTS _ script development
(unknown)

R007 D 08/10/07 Dynamic Bulking tool Significant re-work Run transaction profile for
isunable to handle of dynamic bulker bulking after BTC2 has
new or changed to handle such been topped up to latest
messages introduced messages position
since S90

Complete

R009 D 16/11/07 LRECgen.exe drops. __ Insufficient Program amended and
certain transaction transactions will be _ tested by Val
types, needs generated in the
amending. LREC file to Complete

facilitate a valid
performance test,

4 Quality

The Test Cases and the design requirements from which they were derived will be recorded in Quality
Centre. Within Quality Centre the requirement will include a reference to the document (Reference
Number, Version and Section Number) from which it was derived. If a document, from which a design
requirement was derived is changed the requirement, Test Case and Test Case reference to the
requirement will need to be reviewed and possibly changed

5 Approach

5.1 General
The structure and contents of a HLTP are defined in document HNG-X HLTP Definition Report [3]

The generic System Test Entry and Exit Criteria are defined in document HNG-X Testing Process ~ Entry
and Exit Criteria [9].

Defect management is defined in document HNG-X Defect Management Process [11]

The extraction of Test Case definitions from Quality Centre for input to a HLTP is defined in document
Process for Creating Data for Inclusion in HNG-X High Level Test Plan Reports [10]

5.2 Outline Timescales

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The POA Level 3 plan will contain the up to date timescales for planned activities for Performance

Testing. The testing will take place in two distinct phases on two different rigs:

> Phase 1 on the VI (Live rig)

Current plan (based on V0.60.A4200 revised 290 Mar Aug 08) shows the following di

IRE11 prior to pilot.

> Phase 2 on the Vol rig in IRE19 post pilot.

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PHASE 1
Retivity Start End Notes
VIBIiz/Rig A cycle of environment suitability testing
provisioning will commence prior to cycle 1 and is
*o802/10/2008 I 22/0810/10/2008 I referenced as VI Blitz. This will check that
the rig and all the tools needed for test
execution and reporting, work as required.
‘Amendments to the rig and tools will be
made as required before commencement
of the VIC1.
viezt Cycle 2, NBi This cycle will primarily be
oeioe17/10/2008 I 26/0825/10/2008 I Sed tor Business Continuity / Disaster
ATH) 25/10) Recovery tests and there will be limited
availabilty for conducting performance
tests in this cycle.4
ViC32 Cycle 32
oG/003/11/2008 I 24/4024/1 1/2008
vies Cycle 23
o3i+401/12/2008 I 24/4+19/12/2008
Vies4 I 01/28712/2008 I 70742/200816101/2000 I Cycle 54
Peaks 2022008 610472000 The current plan does not provision for a
Peaks Cycle for (Re-test of defects for
which fixes have been delivered.
PHASE 2
‘Activity I Start End Notes
VIBIRz/RIg A eycle of environment suitability testing will commence
provisioning I gi95/2909 I 20/03/2000 I Prior to cycle 64 and is referenced as VI Bitz
vices Cycle BS
2103/2009 I 09/04/2009
EE
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vic7s Cycle 76
20/04/2009 I 08/05/2009
vicar Cycle 7
18105/2009 I 05/06/2009

Peak

Clearance I 15/06/2009 I 26/06/2009 I Re-test of defects for which fixes have been delivered.

Detailed information of the types of testing for each cycle is shown in greater detail in the ‘Section 9,
Schedule’ section (as much as can be) of this document.

Note: If changes are made to the VI Rig prior to the start of testing on any particular cycle, a period of VI
Blitz may be required.

5.3 Test Case Analysis

The appropriate document will be analysed by a members of the VI Test Team, to identify the
performance requirements that should be met by the defined design or development. From these
performance requirements the analyst will derive Test Cases that can be executed to demonstrate
conformance to that performance requirement.

Allidentified performance requirements and Test Cases will be recorded in Quality Centre.

5.4 Test Case Execution

The test cases will be executed by VI Team members in BRAO!, using a WAN connection to the data
centre in IRE11

TT

‘As per the HNG-X Testing Strategy [3], test prioritization will be driven by requirements and the risk
analysis of those requirements.

form:

will be recorded against the Test Case within Quality Centre.

5.5 Test Case Results and Evidence

The VI team member that executes the Test Case is responsible for updating the Test Case in Quality
Centre with the result (Pass or Fail) of the attempt to execute that Test Case.

Failed Test Cases will require evidence to be added to the defect that is raised.

5.6 Call Logging Process

A basic overview of the HNG-x incident handling procedures is defined in [ISNO01486].

This procedure covers the routing of the following: -
* Any issue that the POA test team require Development or another POA team to investigate
* Any Backup / Restore requests from the POA test team to IS

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‘+ Anyissue that IS identify that needs further investigation within IS

The process for managing detects raised during the independent testing phases of HNG-X is defined in
HNG-X Defect Management Process [11]

Note: for any failed test there must be an associated defect stored in Quality Center.

5.7 Escalation Process

An escalation process for use by the HNG-X Test Manager and IS Support Teams is defined in
[isNo01487]

5.8 Approach to Testing

Testing will be organized into three streams so that 100% Horizon transactions, a mixture of 50%
Horizon & 50% HNG-X transactions and 100% HNG-X transactions will be conducted on the migrated
Hydra configuration; i.e. the starting state for pilot

In each of these streams, some or all of the Volume, Performance and Stress Testing (as described in
Section 2) will be carried out.

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6 Environmental Needs

This section describes what component is required in which location. The full list can be viewed in the
following embedded file.

\\dusupport\toois\
Management\Docume

However, below are some notable components that pethaps require a special mention,

6.1 Data Centre

In order to achieve 100% test coverage of the Hydra configuration the VI rig needs to reflect a full Hydra
(Active) environment. However those Horizon components that is in an active/active configuration will
obviously only have one half of those components (i.e. the Bootle components) in IRE11. The Hydra
(Active) data centre components of the VI rig will be as Live and reside in IRE11 but there will be a ‘VOL’
Tig in IRE19 to continue testing once the VI rig is live. The perception is that the majority of the Windows
platforms will be virtualised to run on blade frames.

6.1.1 EDS Test Rig

‘As part of the CAPO E2E performance tests there will be a requirement for EDS to provide a test system.
This testing will be carried out on the Release Validation rig based in IRE 19 and Fujitsu Services (Core
Services) is to provide a test network link from IRE19 to EDS. Our assumption is that this test link will be
secured in the same manner as for RV Accreditation testing,

6.1.2 Counter Simulators

The counter simulators used during past Horizon releases will be virtualised and hosted in IRE19. This
will enable the continued production of Horizon transactions on the Hydra VI rig.

6.1.3 FTMS Remote Platforms

Itis assumed that the FTMS Local Gateways will reside in the Data Centre. The Test Remote Gateways
will also reside in the Data Centre. They include:-

> FTMS EDG Remote Gateway
> TIP Remote Gateway

6.1.4 Time Control

The ability to hold the time on all rig platforms from a central point is required for testing. This is an
essential requirement for the VI rig and will be controlled from the data centre.

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6.2 Environmental needs required in Test Location
The location of the performance test team will be at BRAQ1. Therefore, in order for testing to take place
access to the VI rig in IRE11/19 will be required in a secure manner and the equipment listed below will
also be required in BRAO1.
6.2.1 Horizon Counters
There will be five offices reflecting 10 counter positions. The riposte messages will ‘bulked’ up to create a
work load of approximately 9600 counter positions into clusters one & two of the correspondence servers
in the same way as it was done during the Horizon releases.
6.2.2 HNG-X Counters
There will be two 1 counter outlet and one 20 counter outlet. The 20 counter outlet will be used for branch
router testing
Performance testing of Branch Router in respect the impact upon individual transaction processing times
within an outlet is included in the scope of V&l testing. With regard to Requirement ‘Router 053B' which
states’
“The branch router must be capable of handling up to 30 counters or other services via the primary
‘comms service type i.e. ADSL or ISDN"
This_will_actually be tested up to a maximum of 20 physical counter positions and results then
extrapolated.
Testing of WWAN is not included as Requirement ‘Router 053A’ which states:
“A breakdown must be provided, prior to the Branch Router pilot, showing how many counters can
operate across the various WWAN services i.e. GPRS, EDGE & 3G. The solution design for the Branch
Router will drive the WWAN service to maximum counter volume ratio and it is expected that this will be
defined in the Branch Router architecture."
Has a verification method of DR (Document Review) only.
6.2.3 Testing Tools
6.2.3.1 LoadRunner
This tool is required to perform the injection of data into the branch access layer to simulate a specified
workload scenario. LoadRunner can be used to analyse response times and resource usage of the
system under test. A 1000 VUser licence has been requested. The LoadRunner controller will be located
in Bracknell but note that the LoadRunner generators will be located in IRE11
6.2.3.2 WinRunner License Server
This tool is required to enable the continuance of the Horizon automated counter testing. The licences
have effectively expired from beyond a date of March 2006. New licences will need to be purchased.
6.2.3.3 Access to Data Centre from Bracknell
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Test teams need to be able to access all VI rig platforms that reside in the data centre in order to perform
rig commissioning tasks, tests, problem investigation and resolution, and general day to day activities.
This will be achieved in a secure way via the SSC workstations.

6.2.3.4 Workstations

There is a current belief that for test, any platforms that would not normally reside in the Live data centre
in the Live system, will reside at a remote site, i.e. Bracknell:

>

>
>

RDMC.

APS (Hosted on the same server as the RDMC)
KMA (including the KMA admin workstation)
ssc

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6.2.3.5 FTMS Remote Platforms

The FTMS Local Gateways will reside in the Data Centre. The Test Remote will also reside in the data
centre. The platforms include:-

> FTMS EDG Remote Gateway
> TIP Remote Gateway

6.2.3.6 CAPSYS

This is the performance version of Lexcel Emulator for Network Banking transactions. There are has two
Windows 2000 platforms running CAPSYS for Link, A&L and CAPO. This will be sufficient for testing.

6.2.3.7 Emulators

The following emulators will be hosted in Bracknell on 3 servers:
> DVLA

Track &Trace

Des

eTu

v

v

7 Responsibilities
To undertake performance testing successfully on a remote site in Ireland there will be certain

responsibilities on different groups of people and not just the V&l team members. These responsibilities
are documented in the following embedded document.

\\dusupport\tools\
Management\Docume

8 Dependencies
Before any performance testing can be initiated the following, ideally, will need to be in place:
> The High Level test plan has been approved.

sy

The Low Level test scripts have been written.

The rig design has been approved,

The complete VI rig has been built in IRE11.
Cycle 1 of SV&I has been successfully completed.

vv

¥

> Testing Proof of Concept of LoadRunner (or other tool) has been undertaken and any
development of scripts and tools to underpin performance testing has been completed.

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9 Schedule

The POA Level 3 plan will contain the up to date definition of the planned timescales for the VI activities.
Based on the current plan (VO.60.A00 A42 revised 20 Mar29 Aug 08) the following embedded document
‘shows the planned test execution by cycle for phase 1 on the Vl rig in IRE11. In-addition-to-the-4-main

eycles-during-this-phase-there-will_alse-beThe current plan no longer includes _a ‘Peak clearance’ cycle
for the re-test of any fixes delivered for defects identified during the main cycles.

Any tests remaining will be performed during Phase 2 on the VOL rig in IRE19. A detailed plan for phase
2 will be prepared nearer the time when a clearer picture of tests still to be performed is known

jl

\Wdusuppart\toaks\ _ \\dusuyppart\toak:\
‘Management\Docur Management\Docum

10 Resources

The following resource needs have been identified to effectively undertake performance testing:

> LoadRunner experience. Some member of the performance team will require training in this test
product.

> There is a requirement for WinRunner support for the current Horizon scripts which may require
changes for testing in the Hydra configuration.

> There is a requirement for support from Core Services to resolve any issues with platforms
located in the Data Centres which require physical access.

> There may be a requirement for development support for any changes required to our existing
tools.

> Development support for any new tools that may be required especially around the area of the
Branch Database. (see CP4565 HNG-X CP 0110 - Horizon Data Requirements)

> Development support for data cleaning of the databases on the BTC2 rig in readiness for
migrating to the new VI rig,

11 Entry Criteria
Whilst Performance Testing (Load, Volume and Stress) will be conducted separately from SV&I as a

discrete testing stage, the entry criteria is governed by the relevant section of the HNG-X Testing Process
Entry and Exit Criteria document [9] pertaining to Solution Validation and Integration.

11.1 Relevant Factors to Be Considered At Handover

The following factors are to be considered at a ‘Handover Review Meeting’

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> On the assumption that delivery of a tested product from one Test Stream to the next Test
‘Stream may be Modular in form (ie. parts of the system will be delivered as and when they have
completed testing), any requirements for a specific delivery sequence (of modules) to the
Performance Test Stage must have been discussed, understood and agreed as part of the Entry
Criteria

> At the time of writing, a ‘Critical Defect’ is deemed to be a Level 1 or 2 defect. Although it is
possible that lower level defects may also prevent a specific deliverable from being passed into
the next Testing Stream. This decision will be made by the Testing Stream Manager(s) at the
time of a Handover Review.

> Although it is possible to move a deliverable from one test stage / stream to the next with some
testing (Test Cases) outstanding (e.g. from CIT to System Test), no deliverable should be
allowed to move into a subsequent stage with testing still outstanding from 2 stages previous
(eg. Testing outstanding in CIT will allow a module to move into System Test, but (if still
outstanding) will prevent it moving into Performance Test from System Test).

11.2 General Considerations for Entry

11.2.1 Dependency on earlier testing

>» Are delivery plans in place to clear all necessary defects in time for the subsequent tests that
may be dependent on them?

> Remaining tests in earlier stage(s) planned and on track to keep pace with (stay ahead of) plans
for this stage.

11.2.2 Dependency on other pre-requisites
> Test Environment ready and available

© If part ready but not complete, or if complete but not yet proven/stable, then assess likely
disruption and weigh against benefits to be gained from starting before stable.

© Would this activity assist or hinder stabilising the environments.
‘© Is the necessary environment support on hand to mitigate issues.

© If multiple environments needed, should start be made with just one first to fully prove the
configuration prior to replication?

> Test Scripts/Data ready

© Sufficient completed and available to support initial planned tests, and planned work for
completion on track to keep pace with (stay ahead of) planned test execution.

© If Scripts/Data produced, but not reviewed/approved, then assess likely rework which
may result and weigh against benefits to be gained from starting without approval.

11.2.3. Other relevant factors

> External bodies/third parties (where involved) ready and available (including any
equipment/systems concerned).

> Project priorities/imperatives understood - cost vs. elapsed time vs. quality.

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11.3 Specific Criteria for Entry to Performance Test Stage
> There Is an agreed low level plan available for Performance Test Stage.
> HLTP (this document) has been approved.
> LLTS's have been finalised and reviewed. l.e. A set of re-useable test cases have been prepared
in Quality Centre and related to pertinent test Objectives (Objective Driven Testing) and
Requirements.
» Details of versions of all deliverables must be available.
> All the critical defects for the module being delivered, from previous test stage (CIT and / or PAT)
have been cleared.
> There are no defects outstanding (of any Priority) that will affect the initial (high risk) testing that
will take place in this test stream.
> All testing for contents of the module have been completed in System Test (if not, is it viable for
the module to begin Performance Testing?).
» Resources are available.
> All training has been identified and delivered.
> TPOC for any test tooling and methods has been satisfactorily completed.
» Test Tools and licences for those tools have been obtained, installed and configured for use.
» In house tooling is ready and installed?
> Redelivery of components and modules - Evidence must be available for regression testing that
has been carried out for defect fixes applied to re-delivered software.
» Suitable Reference Data is available.
> The exit criteria values for this test stage are known and agreed.
12 Exit Criteria
Whilst Performance Testing (Load, Volume and Stress) will be conducted separately from SV&l as a
discrete testing stage, the exit criteria is governed by the relevant section of the HNG-X Testing Process
Entry and Exit Criteria document [9] pertaining to Solution Validation and Integration.
> All the Requirements and testing objectives (Objective Driven Testing) have been met in full or
non compliance has been agreed and signed off.
» All the Objectives (Objective Driven Testing) designated for the Performance Test Stage have
been covered within the testing cycles.
> All the System Acceptance Criteria have been met in full or non conformances has been agreed
and signed off.
+All testing for contents of the system has been completed in the previous System Test stage (if not,
> Allctitical defects have been resolved*.
» Allnon-critical defects have been resolved’.
» Test Reports have been produced.
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“Note that in some cases there is scope to hand over testing with outstanding defects (both critical and
non-critical). This can only occur where the impact has been assessed and full agreement is achieved
between stakeholders.

13 Test Pass / Fail criteria

13.1 Test ‘Pass’ Status

A test will be deemed to have been ‘passed’ if the ‘Actual Result’ matches the ‘Expected Result’ in the
Test Plan steps - either individually or all depending on the type of test being undertaken. In some tests,
it may be possible to continue past a defect and satisfy the remaining steps within the test.

A test will also be deemed to have ‘passed if the actual result does not equal the expected result, but itis
subsequently found that the expected result (as per the test plan) has been specified incorrectly (as
sometimes happens). In which case, this must be annotated in the test plan / set and any defects that
were raised for it, annotated similarly and closed. Any test modified in this way will require a review
against the HLTP and HLD. It must also adhere to version control rules

13.2 Test ‘Fail’ Status

A test will be deemed to have failed if the actual results deviate from the expected results. In all instances
a defect will be raised. The cause of the deviation, the test failure, must then be assessed.

Fixing of a defect (or other agreement to close) will allow a retest of the test plan and pass, if no further
defects are raised,

13.3 Test ‘No Run’ Status

It may not be possible to run a test if there is an unresolved defect against the area under test. In this
case the test will remain as ‘No Run’ in Quality Centre until the defect has been cleared.

Where it is not possible to run a test in its original form (due to outstanding defects), it may be necessary
or possible to reform the test in order to approach from a different perspective. This must be done only
by agreement with all parties concerned in which case, the original test may be abandoned and
discarded,

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A Appendix — Manual Testing
There are no manual tests define. All tests will be automated.
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B_ Appendix — Automated Testing

The following list constitutes the planned tests to be carried out. (Not finalised and also the tests will need
to be mapped back to the requirements).

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cr “<OBJECTIVE> $460
To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon 5465,
transaction timings. 5468,
=<PREREQ>
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loo) NFUN_SVC_MO5_HNG-X Purchase Phone I <OBJECTIVE> H I $460
Card To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon 5465,
transaction timings. 5468,
<PREREQ>
<NOTES>
oy NFUN_SVC_MO6_HNG-X Taxa vehicle for I <OBJECTIVE> Hw I 5460
12 months no VAT To demonstrate that the End-to-End Transaction time for 5462
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cot NFUN_SVC_MO7_HNG-X SORN with vehicle I <OBJECTIVE> $460
‘address changes To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon 5465,
transaction timings. 5468,
=<PREREQ>
<NOTES>
i NFUN_SVC_MO08_HNG-X Purchase postal I <OBJECTIVE> A I $460
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the Scenario is no greater than the equivalent Horizon 5465,
transaction timings. 5468
<PREREQ>
<NOTES>
Or TiFUN_SVC_MO8_HNG-X Encash postal OBJECTIVES A I S460
order To demonstrate that the End-to-End Transaction time for 5462
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NFUN_SVC_M10_HNG-X Payment by Debi
Credit card

“<OBJECTIVE>
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
transaction timings.

=<PREREQ>

<NOTES>

oor

NFUNLSVC_M1_HNGX Address Lookup

OBJECTIVES
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
‘transaction timings.

<PREREQ>

<NOTES>

oo

NFUN_SVC_M12_HNG-X Purchase Saving
Stamp

<OBJECTIVE>
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREQ>

<NOTES>

NFUN_SVC_MTS_HNG-X Purchase Tet Class
‘Stamps

OBJECTIVES
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREG>

<NOTES>

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=<PREREQ>

<NOTES>

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NFUN_SVC_MTS_HNGX Purchase
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OBJECTIVES
To demonstrate that the End-to-End Transaction time for
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‘transaction timings.

<PREREQ>

<NOTES>

oo

NFUN_SVC_MT6_HNG-X Purchase
Electricity Tokens

<OBJECTIVE>
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREQ>

<NOTES>

NFUN_SVC_M17_HNG-X Purchase Premium
Bonds

OBJECTIVES
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREG>

<NOTES>

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“<OBJECTIVE>
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
transaction timings.

=<PREREQ>

<NOTES>

oor

NFUN_SVC_MT0_HNG-X Post Special
Delivery Small Letier

OBJECTIVES
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
‘transaction timings.

<PREREQ>

<NOTES>

oo

NFUN_SVC_M20_HNG-X Post Large Letter

<OBJECTIVE>
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREQ>

<NOTES>

NFUN_SVC_M21_HNGX Post Letter USA
Weighting

OBJECTIVES
To demonstrate that the End-to-End Transaction time for
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREG>

<NOTES>

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cot NFUN_SVC_M22_HNG-X Packet “<OBJECTIVE>

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=<PREREQ>

<NOTES>

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<PREREQ>

<NOTES>

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<PREREG>

<NOTES>

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cot NFUN_SVC_M25_HNG-X Freedom Passes I <OBJECTIVE>

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the Scenario is no greater than the equivalent Horizon
transaction timings.

=<PREREQ>

<NOTES>

i NFUN_SVC_M26_HNG-X Moneygram ~<OBJECTIVE> A I $460

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the Scenario is no greater than the equivalent Horizon 5465,
transaction timings. 5468

<PREREQ>

<NOTES>

roo NFUN_SVC_M27_HNG-X Travel Insurance I <OBJECTIVE> A I $460

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the Scenario is no greater than the equivalent Horizon
‘transaction timings.

<PREREQ>

<NOTES>

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Currency To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon

transaction timings.

=<PREREQ>

<NOTES>

loo) NFUN_SVC_M20_HNG-X Purchase Foreign I <OBJECTIVE> H I $460
Currency in Travellers Cheques. To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon

transaction timings.

<PREREQ>

<NOTES>

oy NFUN_SVC_M30_HNG-X Purchase Pre- “<OBJECTIVES Hw I 5460
‘Order Foreign Currency To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon

transaction timings.

<PREREG>

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cr NFUN_SVC_M31_HNG-X Foreign Currency I <OBJECTIVE>
Buy Back To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon

transaction timings.

=<PREREQ>

<NOTES>

i NFUN_SVC_M32_HNG-X Remittance ~<OBJECTIVE> A I $460

Acceptance To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREQ>

<NOTES>

oo NFUN_SVC_M33_HNG-X Remittance <OBJECTIVE> H I $460
Rejection To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon

‘transaction timings.

<PREREGQ>

<NOTES>

‘ECopyright Fujtsu Services Lid 2007

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cot NFUN_SVC_M34_HNG-X Transaction “<OBJECTIVE>
Correction for a Remittance Shortage To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon

transaction timings.

=<PREREQ>

<NOTES>

i NFUN_SVC_M35_HNG-X Spolied Postal ~<OBJECTIVE> A I $460
Orders To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon

transaction timings.

<PREREQ>

<NOTES>

Or NFUN_SVC_M36_HNG-X Stock Uni Reports I <OBJECTIVE> A I 3460

To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREQ>

<NOTES>

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cr NFUN_SVC_M37_HNG-X Office Reports “<OBJECTIVE>

To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon
transaction timings.

=<PREREQ>

<NOTES>

i NFUN_SVC_M38_HNG-X Logon ~<OBJECTIVE> A I $460

To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREQ>

<NOTES>

cot NFUN_SVC_M39_HNG-X Logoff <OBJECTIVES H I $460

To demonstrate that the End-to-End Transaction time for 8462
the Scenario is no greater than the equivalent Horizon
transaction timings.

<PREREQ>

<NOTES>

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Test TestName Description HIML

cr NFUN_SVC_M40_HNG-X Help “<OBJECTIVE> H I 5460

To demonstrate that the End-to-End Transaction time for 5462
the Scenario is no greater than the equivalent Horizon
transaction timings.

=<PREREQ>

<NOTES>

ROT NFUN_SVC_MOi_Branch Router OBJECTIVE I 5460
Performances 1 counter ‘Transaction Performance via Branch Router with 4
‘Counter
‘To demonstrate that there is no degradation in the End-to-
End Transaction time for the following scenarios
Conducted on 1 counter via @ branch router.

The following transactions will be performed:

<PREREG>

<NOTES>
s****Transaction Yet To Be Defined"* 22/01/2008 PL
TON: Reuse of Counter Performance Tests

ROT TFUN_SVC_MO2_Branch Router OBJECTIVES A) 5460
Performance § counter ‘Transaction Performance via Branch Router with §
Counters
To demonstrate that there is no degradation in the End-to-
End Transaction time for the following scenarios
Conducted on 1 counter of a trading 20 counter branch via
‘a branch router.

‘8.9 The branch router is not affecting transactions running
(on one counter by transactions running on the other 4

The following transactions will be performed:
<PREREQ>
<NOTES>

*****Transaction Yet To Be Defined”** 22/01/2008 PL
TON: Reuse of Counter Performance Tests

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Test

TestName

Description

R01

NFUN_SVC_MO3_Branch Router
Performance 10 counter

“<OBJECTIVE>
‘Transaction Performance via Branch Router with 10

Counters,

To demonstrate that there is no degradation in the End-to-
End Transaction time for the following scenarios
‘conducted on 1 counter of a trading 20 counter branch via
a branch router.

8.9 The branch router is not affecting transactions running
‘on one counter by transactions running on the other 9

The following transactions will be performed:
<PREREG>
<NOTES>

*****Transaction Yet To Be Defined” 22/01/2008 PL
TON: Reuse of Counter Performance Tests

HIML

460

ROT

NFUN_SVC_MO3_Branch Router
Performance 20 counter

OBJECTIVES

To demonstrate that there is no degradation in the End-to-
End Transaction time for the following scenarios
Conducted on 1 counter of a trading 20 counter branch via
a branch router.

8.9 The branch router is not affecting transactions running
‘on one counter by transactions running on the other 19

The following transactions will be performed:
<PREREQ>
<NOTES>

*****Transaction Yet To Be Defined” 22/01/2008 PL
TON: Reuse of Counter Performance Tests

S60

HOT

NFUN_SV_A002_Horizon Volume Monday
Schedule

~<OBJECTIVE>
To exercise data centre processing for a peak day volume
of representative transactions

<PREREQ>

<NOTES>

5435

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NFUN_SVC_A003_Horizon Volume Two-Day
Harvest

“<OBJECTIVE>
To exercise data centre processing for a peak day volume
of representative transactions together with a previous
peak day volume that had not been harvested

=<PREREQ>

<NOTES>

5435,

HOS

NFUN_SVC_A008_Horizon DCS Contracted
Peak Hour

‘<OBJECTIVE>
The DC Service must achieve 79,368 business
transactions in a peak hour with acceptable response
times (to be defined).

<PREREQ>

<NOTES>

_{ Formatted: Font color: Black

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NFUN_SVC_A008_Horizon DCS Contracted I <OBJECTIVE> I 5435
Peak 5 Minutes The DC Service must achieve 22 business transactions
per second during a peak § minute period with acceptable
response times (tbe defined).
~ sare
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NFUN_SVC_AOOi_Horizon CAPO Contracted I <OBJECTIVE> I 5431
Peak Hout The CAPO Service must achieve 484,174 business
transactions n'a peak hour with acceptable response
times (0 be defined).
> sae
NFUN_SVC_A003_Horizon CAPO Contracted I <OBJECTIVE> HW) 5035
Peak 5 Miniies The CAPO Service must achieve 160 business
transactions per second during a peak 5 minute period
wih acceptable response times (tobe defined)
“<PREREG>
<NoTES>
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ir HNG-X Performance/Stress High Level Test Plan aie

08/07/06 I NFUN_SVC_A016 Horizon Combined
Banking Contracted Peak Hour

“<OBJECTIVE> The combined Network Banking Service H
(CAPO, LINK and A&L) must achieve 618,240 business
transactions in a peak hour with acceptable response

times (to be defined).The limits ofthe individual Financial
Institutions should not exceeded as part of this

‘combination which are:484,174 CAPO transaction97,750

LINK transactions36,316 A&L

‘ransactions<PREREQ><NOTES>

‘ECopyright Fujtsu Services Lid 2007 ‘COMMERCIAL IN CONFIDENCE Ref TSTSOTHTPIOO0S

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HOB/07/06 I NFUN_SVC_AD18_Horzon Combined “<OBJECTIVE> I 5435
Banking Contracted Peak 5 Minutes ‘The combined Network Banking Service (CAPO, LINK and
AA&L) must achieve 204 business transactions per second
wit acceptable response times (tobe defined
Te lms ofthe individual Francia Insttutons should not
exceeded as par of tis combination which are:
‘60 CAPO transactions per second
22 LINK ttansactons per second
12 ABL. transactions per second
am)
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“<OBJECTIVE>The LINK Service must actieve 97,750 I Saar
business transactions in a peak hour with acceptable
response times (tobe defined) <PRERE> <NOTES>
> 5370
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NFUN_SVC_A008_Horizon LINK Contracted I <OBJECTIVE> L_ I 549.
Peak 5 Minutes The LINK Service must achieve 32 business transactions
per second during a peak § minute period wih acceptable
response times (10 be defined).
> sare
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NFUN_SVC_AOTi_Horizon ABL Contracted I <OBJECTIVE> L I saat
Peak Hout The A&l Service must achieve 36,316 business
transactions in a peak hour wth acceptable response
times (to be defined).
> sae
NFUN_SVC_ADTS_Horizon A&L Contracied ” <OBJECTIVE> Tas
Peak S Minutes The ABL Service must achieve 12 business transactions
per second during a peak 5 minute period with acceptable
Fesponse times (tbe defined).
“<PREREG>
<NoTES>
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<OBJECTIVE™ SSI
The ETU Service must achieve 17,254 business
transactions ina peak hour wit acceptable response
times (tobe defined).
<PREREG
<NoTES>
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~ I 8970
NFUN_SVC_A008_Horion ETU Contracted I <OBJECTIVE> S85
Peak § Minutes The ETU Service must achive 5 business transactions
er second during a peak 5 minute period with acceptable
Fesponse times (to be defined)
S76
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<OBJECTIVE™ A Saar
The TAT Service must achieve 42,500 business
transactions in a peak hour with acceptable response
times (0 be defined).
S78
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“<OBJECTIVE> H
The T&T Service must achieve 11.66 business

transactions per second in a peak S minute period with
acceptable response times (to be defined).

5435,

3370

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HIT NFUN_SVC_A001_APOP Peak Hour “<OBJECTIVE>

‘The APOP service must achieve 120,000 business 5431
transactions in a peak hour with acceptable response
times (to be defined).

<PREREQ>

<NOTES>
For APOP, the design limit is the same as the contracted
rate

ANT NFUN_SVC_A0G2_APOP Peak S Minutes I <OBJECTIVE> Ware

"The APOP Service must achieve 39 business transactions 5435,
pper second in a peak 5 minute period with acceptable
response times (to be defined),

<PREREQ>

<NOTES>
For APOP, the design limit is the same as the contracted
rate.

Hi2 NFUN_SVC_A001_OVLA Contracted Peak I <OBJECTIVE> C_ I saat
Hour The DVLA Service must achieve 101,996 business

transactions in a peak hour with acceptable response

times (to be defined).

<PREREQ>

<NOTES>

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Hi2 NFUN_SVC_A002_DVLA Design Limit Peak I <OBJECTIVE>
Hour The DVLA Service must achieve 122,396 business
transactions in a peak hour with acceptable response
times (to be defined).

$379

=<PREREQ>

<NOTES>

Hi2 NFUN_SVC_A003_OVLA Contracted Peak I <OBJECTIVE> Css

Minutes The DVLA Service must achieve 30 business transactions.
per second during a peak 5 minute period with acceptable
response times (to be defined),

<PREREQ>

<NOTES>

Hi2 NFUN_SVC_A0G4_DVLA Design Limit Peak I <OBJECTIVE> L_ I 3379

5 Minutes The DVLA Service must achieve 36 business transactions
per second during a peak 5 minute period with acceptable
response times (fo be defined). Allowing for actual per
‘second peak, arate of 47 tps must be achieved.

<PREREQ>

<NOTES>

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Hi2 NFUN_SVC_A005_DVLA Stress Test “<OBJECTIVE>

The business transaction rate is uniformally increased until,
the service can no longer be sustained at acceptable
response times (to be defined) or complete failure of
service.

<PREREQ>

<NOTES>
Low priority - candidate for phase 2

ci} NFUN_SVC_AOOT_PAF Contracted Peak I <OBJECTIVE> The PAF Service must achieve 162,246 Tsar
Hour business transactions in a peak hour with acceptable
response times (to be defined) <PREREG><NOTES>

icy NFUN_SVC_A002_PAF Design Limi Peak I <OBJECTIVE> Tsao

Hour The PAF Service must achieve 194,695 business
‘transactions in a peak hour with acceptable response
times (to be defined).

<PREREQ>

<NOTES>

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Hig, NFUN_SVC_A003_PAF Contracted PeakS I <OBJECTIVE> 5435,
Minutes The PAF Service must achieve 46 business transactions
pper second during a peak 5 minute period with acceptable
response times (to be defined).
=<PREREQ>
<NOTES>
His NFUN_SVC_A004_PAF Design Limit PeakS I <OBJECTIVE> L_ I 3379
Minutes The PAF Service must achieve 55 business transactions

pper second during a peak 5 minute period with acceptable
response times (to be defined). Allowing for actual per
‘second peak, arate of 72 tps must be achieved.

<PREREQ>

<NOTES>

ci NFUN_SVC_AO05_PAF Stress Test OBJECTIVES T
The business transaction rate is unformally increased until,

the service can no longer be sustained at acceptable

response times (to be defined) or complete failure of

<PREREG>

<NOTES>
Low priority - candidate for phase 2

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Mot NFUN_SVC_A004 Hydra Volume Monday I <OBJECTIVE>
‘Schedile To exercise data centre processing for a peak day volume
of representative transactions, where 50% generated by
Horizon and 50% generated by HNG-X

5435,

=<PREREQ>

<NOTES>

Moz NFUN_SVC_A005_Hydra Volume Saturday I <OBJECTIVE> A I $435
‘Schedile To exercise data centre processing (Saturday schedules)
for a representative Saturday volume of transactions,
Where 50% generated by Horizon and 50% generated by
HINGX.

<PREREQ>

<NOTES>
‘Some specific batch processing only takes place on a
Saturday

Mos NFUN_SVC_A006_Hyara Volume Sunday I <OBJECTIVE> H I $435
Schedule To exercise data centre processing (Sunday schedules)

for @ representative Sunday volume of transactions, where

'50% generated by Horizon and 50% generated by HNG-X.

<PREREQ>

<NOTES>
‘Some specific batch processing only takes place on a
Sunday

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Mos NFUN_SVC_A007_Hydra Volume Two-Day I <OBJECTIVE>
Harvest To exercise data centre processing for a peak day volume
of representative transactions together with a previous
peak day volume that had not been harvested. 50%
‘generated by Horizon, 50% generated by HNG-X

5435,

<PREREQ>

<NOTES>

MOS NFUN_SVC_AO11_Hydra DCS Contracted I <OBJECTIVE> A I 5437
Peak Hour ‘The DC Service must achieve 79,368 business
transactions in a peak hour with acceptable response
times (to be defined).
The transaction rates should be at a mix of 05% Horizon /
‘5% HNG-X and also at a mix of 50% Horizon / 50% HNG-
x.

<PREREQ>

<NOTES>

MOS NFUN_SVC_A012 Hydra DCS Design Limit I <OBJECTIVE> H I $370
Peak Hour ‘The DC Service must achieve 95,242 business
transactions in a peak hour with acceptable response
times (to be defined).
The transaction rates should be at a mix of 95% Horizon /
15% HNG-X and also at a mix of 50% Horizon / 50% HNG-
Xe

<PREREQ>

<NOTES>

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MOS NFUN_SVC_A013 Hydra DCS Contracted I <OBJECTIVE>
Peak 5 Minutes The DC Service must achieve 22 business transactions
pper second during a peak 5 minute period with acceptable
‘response times (to be defined).
The transaction rates should be at a mix of 95% Horizon /
‘5% HNG-X and also at a mix of 50% Horizon / 50% HNG-
x.

5435,

<PREREQ>

<NOTES>

MOS NFUN_SVC_A014 Hydra DCS Design Limit I <OBJECTIVE> H I $370
Peak 5 Minutes The DC Service must achieve 26 business transactions

per second during a peak 5 minute period with acceptable

response times (to be defined). Allowing for actual per

‘second peak, arate of 34 tps must be achieved.

The transaction rates should be at a mix of 05% Horizon /

5% HING Xa alo ata mi of 50% Horizon /SO% HNG.

<PREREQ>

<NOTES>

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Test

TestName

Description HME

'M08/07/06

NFUN_SVC_A056_Hydra Combined Banking
Contracted Peak Hour

“<OBJECTIVE>The combined Network Banking Service H
(CAPO, LINK and A&L) must achieve 618,240 business
transactions in a peak hour with acceptable response
times (to be defined).The limits ofthe individual Financial
Institutions should not exceeded as part of this
‘combination which are:484,174 CAPO transaction97,750
LINK transactions36,316 A&L transactionsThe transaction
rates should be at a mix of 95% Horizon / 5% HNG-X and
also at a mix of 50% Horizon / 50% HNG-
X.<PREREG><NOTES>

THOBIO7IOB

NFUN_SVC_A0S7_Hyara Combined Banking
Design Limit Peak Hour

OBJECTIVES 7
"The combined Network Banking Service (CAPO, LINK
‘and A&L) must achieve 741,888 business transactions in @
peak hour with acceptable response times (to be defined).
The limits of the individual Financial Institutions should not
exceeded as part ofthis combination which are:

‘581,009 CAPO transaction

117,300 LINK’ transactions

43,579 ABL transactions

Tre transaction rates should be at a mix of 85% Horizon /
5% HNG-X and also at @ mix of 50% Horizon / 50% HNG-
x.

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<noTes>
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SyrGR Fjisu Sonics Ud 2007 CONNERCINC N CONFIDENCE Rat TS/SOTITPOO0S
Version: voavio
Date 2.sep.
FUJ00117498

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Test] Test are Description HIML I Req
Group D
'MOB/07108 I NFUN_SVG_A088_Hydra Combined Banking I <OBJECTIVE> H I 5485
Contraciod Peak 5 Minutes The combined Network Banking Service (CAPO, LINK and

ASL) must achieve 204 bushess transactons per second

with acceptable response times (to be defined).

The nts ofthe nda Financial nstutons shoud not

txceaded as part of ts combination which ae

160 GAPO transactons por second

32. LINK transactions per second

12 aL. transotions por second

The transaction rates shuld be al mix of 85% Horizon /

S90 HNG-X and alo at @ mix of 90% Horizon / 09% HNG-

x

<PRERE®

<NoTES>
‘M08/07/06 I NFUN_SVC_A059_Hydra Combined Banking I <OBJECTIVE> H I 5379

Design Limi Peak 5 Minutes The combined Network Banking Service (CAPO, LINK and

A&L) must achieve 245 business transactions per second

with aoceptable response times (tbe detned), Alowing

foraclual per second posh, afte of 300 ips must be

ocheved

The lt of the individual Financial Insitutions shoud not

be etcoutod os pat of es combination which a

250 CAPO transactions per second

51. LINK transacions per second

19 ABL.transatone per second

The transacton rates shouldbe al 2 mix of 85% Horizon

S90 HNG-X and aio at 9x of 90% Hoizon / 90% HNG-

x

<PRERE@

«ores»

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NFUN_SVC_AOTI_Hydra ETU Contracted I <OBJECTIVE>
Peak Hour The ETU Service must achieve 17,254 business
transactions in a peak hour with acceptable response
times (to be defined).
The transacton rates should be ata mix of 95% Horizon /
59% HNG-X and also ata mix of 0% Horizon / 50% HNG-
x
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Test

TestName

Description

Moe

oe

NFUN_SVC_A012_Hydra ETU Design Limit
Peak Hour

NFUN_SVC_A013_Hydra ETU Contracted
Peak 5 Minutes

“<OBJECTIVE>
‘The ETU Service must achieve 20,705 business
transactions in a peak hour with acceptable response
times (to be defined),

The transaction rates should be at a mix of 95% Horizon /
‘5% HNG-X and also at a mix of 50% Horizon / 50% HNG-
x.

<PREREQ>

<NOTES>

<OBJECTIVE>
The ETU Service must achieve § business transactions
pper second during a peak 5 minute period with acceptable
response times (to be defined).

The transaction rates should be at a mix of 95% Horizon /
5% HNG-X and also at a mix of 50% Horizon / 50% HNG-
x.

<PREREQ>

<NOTES>

THe

NFUN_SVC_A014 Hydra ETU Design Limit
Peak 5 Minutes

OBJECTIVES
‘The ETU Service must achieve 6 business transactions
per second during a peak 5 minute period with acceptable
response times (to be defined). Allowing for actual per
‘second peak, arate of & tps must be achieved

The transaction rates should be at a mix of 95% Horizon /
‘5% HNG-X and also at a mix of 50% Horizon / 50% HNG-
x.

<PREREQ>

<NOTES>

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NFUN_SVC_AOIT Hydra T&T Contracted I <OBJECTIVE>
Peak Hour ‘The T&T Service must achieve 42,500 business
transactions in a peak hour with acceptable response
times (to be defined).
The transaction rates should be at a mix of 95% Horizon /
5% HNG-X and also at a mix of 80% Horizon 50% HNG-
x
<PREREG>
<NOTES>
m0 NFUN_SVG_ADi2_Hydia TET Design Peak I =OBJECTIVE> uM I 3370
Hour ‘The T&T Service must achieve 51,000 business
transactions in a peak hour with acceptable response
times (to be defined).
The transaction rates should be at a mix of 95% Horizon /
5% HNG-X and also at a mix of 80% Horizon / 50% HNG-
x
<PREREG
<NOTES>
£ Font color: Black J
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TAT Contracted

M10 NFUN_SVC_AO13_Hydr
Peak 5 minutes

“<OBJECTIVE>
The T&T Service must achieve 11.66 business
transactions per second in a peak § minute period with
acceptable response times (to be defined).

The transaction rates should be at a mix of 95% Horizon /
‘5% HNG-X and also at a mix of 50% Horizon / 50% HNG-
x.

<PREREQ>

<NOTES>

5435,

Mio NFUN_SVC_A014 Hydra T&T Design Peak 5
minutes

~<OBJECTIVES
The TAT Service must achieve 16 business transactions
per second in a peak § minute period with acceptable
response times (to be defined). Allowing for actual per
‘second peak, arate of 21 tps must be achieved.

The transaction rates should be at a mix of 05% Horizon /
5% HNG-X and also at mix of 50% Horizon / 50% HNG-
x.

<PREREQ>

<NOTES>

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TestName

Description

NFUN_SVC_A001_HYDRA A&L TES Rec

“<OBJECTIVE>
‘The fle generation process on the TES system -
TES_AL_REC_RUN, TESC332, for a peak day, completes
within an acceptable time frame, well within the target
delivery time to the Fl of 00:10.

Document DES/APP/HLD/0052 states that file generation
time is estimated to take

Peak Day Volume(Design Limit) = 123386 transactions
File generation time - 3 minutes

<PREREQ>
4) Sufficient relevant transactions have been generated in
2 peak days test load to generate the required no. of TES
‘AL transactions. (PA/PER/O33 - Peak Day Baseline:-
90992 transactions).

<NoTES>
Will be run as part of M1 (Hydra volume Monday schedule)

HME

FUJ00117498
FUJ00117498

WOT

NFUN_SVC_A002_HYDRA AL TES Ree
coe

OBJECTIVES
‘The time taken for agent process ‘agent_nbs_rec’ to
process the A&L Rec file on the Connect Direct gateway,
for a peak days transactions, is within acceptable limits,
‘and completes well within the delvery tothe Fl target
deadline of 00.10.

<PREREQ>
4). That there are a peak days no. of transactions present
inthe A&L Rec fie on the Connect Direct Gateway. (90992
transactions),

<NOTES>
Will be run as part of Mi (Hydra volume Monday schedule)

DESIAPPYHL.D/0052 states that “Test runs have provided
estimates so that for 2 milion rows using 4 threads @
decryption time of about 50 minutes is possible”

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TestName

Description

NFUN_SVC_A003_HYDRA CAPO TES Rec

“<OBJECTIVE>
‘The fle generation process on the TES system ~
TES_CAPO_REC_RUN, TESC332, for a peak day,
completes within an acceptable time frame, well within the
target delivery time to the Fl of 00:10.

Document DES/APP/HLD/0052 states that file generation
time is estimated to take

Peak Day Volume(Design limit) = 3331423 transactions
File generation time - 60 minutes

<PREREQ>
2) Sufficient transactions have been generated in a peak
days test load to generate the required no. of TES CAPO
transactions. (PAPE! Peak Day Baseline:- 1529839
transactions).

<NOTES>
Will be run as part of M1 (Hydra volume Monday schedule)

HIML

FUJ00117498
FUJ00117498

NFUN_SVC_A004_HYDRA CAPO TES Ree
coe

~<OBJECTIVES
‘The time taken for agent process ‘agent_nbs_rec' to
process the CAPO Rec file on the Connect Direct
gateway, for a peak days transactions, is within acceptable
limits, and completes well within the delivery to the Fl
target deadine of 00.10,

<PREREQ>
2). That there are a peak days no. of transactions present
inthe CAPO Ree file on the Connect Direct Gateway.
(1529838 transactions)

<NOTES>
Will be run as part of M1 (Hydra volume Monday schedule)

DES/APP/HL.D/0052 states that “Test runs have provided
estimates so that for 2 milion rows using 4 threads a
decryption time of about 50 minutes is possible”

5435

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TestName

Description

NFUN_SVC_A005_HYDRA LINK TES Rec
cos

“<OBJECTIVE>
The time taken for agent process ‘agent_nbs_rec' to
process the Link LREC fle on the Connect Direct gateway,
for @ peak days transactions, is within acceptable limits,
and completes well within the delivery toTES target
deadline of 02.02am.

=<PREREQ>
a). That there are a peak days no. of relevant transactions
present in the Link LREC file on the Connect Direct
Gateway. (202849 transactions).

»). For transactions to be included in an LREC file, they
‘must be of the correct transaction type:- 63 for instance. A
type 64 will not be included,

¢) The curent mechanism for creating the LREC file is
‘based on extracting C1 messages from the bulker sig files
and then fitering out the required records. For HNG-X,
records will need to be extracted from the branch database
‘and amalgamated with the files from Horizon to produce
Hydra fie.

<NOTES>
Will be run as part of M1 (Hydra volume Monday schedule)

DES/APP/HLD/0052 states that "The CDG conversion
process is insignificant since the hash process has been
estimated to process 200,000 values in 0.5 seconds on a
test run”

HIML

OT NFUN_SVC_A001_HNG-X Volume Monday

Schedule

OBJECTIVES
To exercise data centre processing for a peak day volume
of representative transactions

<PREREQ>

<NOTES>

x

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NFUN_SVC_A001_HNG-X DCS Contracted I <OBJECTIVE>

Peak Hour ‘The DC Service must achieve 79,368 business
transactions in a peak hour with acceptable response

times (to be defined).

=<PREREQ>

<NOTES>

x05 NFUN_SVC_A0G2_HNG-XDCS Design Limi I <OBJECTIVE> M379
Peak Hour ‘The DC Service must achieve 95,242 business
transactions in a peak hour with acceptable response
times (to be defined).

<PREREQ>

<NOTES>

x05 NFUN_SVC_A003_HNG-XDGS Contracted I <OBJECTIVE> I S35

Peak 5 Minutes The DC Service must achieve 22 business transactions
pper second during a peak 5 minute period with acceptable
response times (to be defined).

<PREREG>

<NOTES>

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Peak Hour

The CAPO Service must achieve 484,174 business
transactions in a peak hour with acceptable response
times (to be defined),

<PREREQ>

<NOTES>

Test TestName Description HIML I Req,
Group 10
X05 NFUN_SVC_A004_HNG-XDCS Design Limt I <OBJECTIVE> M I 8379
Peak 5 Minutes The DC Service must achieve 26 business transactions

pper second during a peak 5 minute period with acceptable

response times (to be defined). Allowing for actual per

second peak, arate of 34 tps must be achieved

<PREREQ>

<NOTES>
X05 NFUN_SVC_A005_HNG-XDCS Stress Test I <OBJECTIVE> T

‘The business transaction rate is uniformally increased until,

the service can no longer be sustained at acceptable

response times (to be defined) or complete failure of

<PREREG>

<NOTES>

Candidate for Phase 2 as historical peak volumes are well

below design limt
0S NFUN_SVC_A021_HNG-X CAPO Contracted I <OBJECTIVE> I Saat

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NFUN_SVC_A022_HNG-XCAPO Design I <OBJECTIVE> $379
Limit Peak Hour ‘The CAPO Service must achieve 581,009 business
transactions in a peak hour with acceptable response
times (to be defined).
=<PREREQ>
<NOTES>
x06 NFUN_SVC_A023_HNG-X CAPO Contracted I <OBJECTIVE> M I 5435
Peak 5 Minutes The CAPO Service must achieve 160 business
transactions per second during a peak 5 minute period
with acceptable response times (to be defined)
<PREREQ>
<NOTES>
06 NFUN_SVC_A024_HNGXCAPO Design I <OBJECTIVE W I Sa7o
Limit Peak 5 Minutes The CAPO Service must achieve 192 business
transactions per second during a peak 5 minute period
with acceptable response times (to be defined). Allowing
for actual per second peak, a rate of 250 tps must be
achieved.
<PREREG>
<NOTES>

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Test TestName Description HIML I Req
Group 1D
x06 NFUN_SVC_A025_HNG-X CAPO Stress Test I <OBJECTIVE> L

‘The business transaction rate is uniformally increased until

the service can no longer be sustained at acceptable

‘esponse times (to be defined) or complete failure of

service,

<PREREQ>

<NOTES>

Candidate for Phase 2 as historical peak volumes are well

below design limit
‘08/0706 I NFUN_SVC_A036_HNG-X Combined <OBJECTIVE> w I S43

Banking Contracted Peak Hour ‘The combined Network Banking Service (CAPO, LINK and

‘ABL) must achieve 618,240 business transactions in a

peak hour with acceptable response times (to be defined).

‘The limits of the individual Financial Institutions should not

‘exceeded as part of this combination which are:

484,174 CAPO transaction

97,750 LINK transactions.

36,316 ABL transactions.

<PREREGQ>

<NOTES>

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‘08/07/08 NFUN_SVC_A037_HNG-X Combined
Banking Design Limit Peak Hour

“<OBJECTIVE>

‘The combined Network Banking Service (CAPO, LINK and
‘ABL) must achieve 741,888 business transactions in @
peak hour with acceptable response times (to be defined).
The limits ofthe individual Financial Institutions should not
exceeded as part ofthis combination which are:

$581,009 CAPO transaction

117,300 LINK’ transactions

43,579 A&L transactions

<PREREQ>

<NOTES>

$379

‘08/07/08 I NFUN_SVG_A036_HNG-X Combined
Banking Contracted Peak 5 Minutes

~<OBJECTIVES

‘The combined Network Banking Service (CAPO, LINK and
‘ABL) must achieve 204 business transactions per second
with acceptable response times (to be defined).

The limits ofthe individual Financial Institutions should not
exceeded as part ofthis combination which are:

160 CAPO transactions per second

32 LINK transactions per second

12 ABL transactions per second

<PREREQ>

<NOTES>

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Test

TestName

Description

"08/07/08

NFUN_SVC_A039_HNG-X Combined
Banking Design Limit Peak 5 Minutes

“<OBJECTIVE>
"The combined Network Banking Service (CAPO, LINK
‘and A&L) must achieve 245 business transactions per
‘second with acceptable response times (to be defined).
Allowing for actual per second peak, a rate of 320 tps must
bbe achieved,

The limits ofthe individual Financial Institutions should not
exceeded as part ofthis combination which are:

250 CAPO transactions per second

51. LINK transactions per second

10 A8L transactions per second

<PREREQ>

<NOTES>

HME

5379

KOS TIO

NFUN_SVC_A0@#_HNGX Combined
Banking Stress Test

OBJECTIVES
The business transaction rate is uniformally increased until,
the service can no longer be sustained at acceptable
response times (to be defined) or complete failure of,
service.

The individual rates of the Financial Institutions (CAPO,
LINK and A&L) should be in proportion ofthe expected
volumes.

<PREREG>

<NOTES>
Candidate for Phase 2 as historical peak volumes are well
below design limt

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x07 NFUN_SVC_A026_HNG-X LINK Contracted I <OBJECTIVE> 5431
Peak Hour The LINK Service must achieve 07,750 business
transactions in a peak hour with acceptable response,
times (to be defined).
=<PREREQ>
<NOTES>
x07 NFUN_SVC_A027_HNG-XLINK Design Limit I <OBJECTIVE> L_ I 3379
Peak Hour The LINK Service must achieve 117,300 business
transactions in a peak hour with acceptable response
times (to be defined).
<PREREQ>
<NOTES>
x07 NFUN_SVC_A028_HNG-X LINK Contracted I <OBJECTIVE> T_ I sa35
Peak 5 Minuies ‘The LINK Service must achieve 32 business transactions
per second during a peak 5 minute period with acceptable
response times (to be defined).
<PREREG>
<NOTES>

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x07 NFUN_SVC_A029_HNG-X LINK Design Limit I <OBJECTIVE> $379
Peak 5 Minutes The LINK Service must achieve 39 business transactions
per second during a peak 5 minute period with acceptable
response times (to be defined). Allowing for actual per
second peak, arate of 51 tps must be achieved.
<PREREQ>
<NOTES>
x07 NFUN_SVC_A030_HNG-X LINK Stress Test I <OBJECTIVE> v
‘The business transaction rate is uniformally increased until,
the service can no longer be sustained at acceptable
response times (to be defined) or complete failure of,
<PREREQ>
<NOTES>
Candidate for Phase 2 as historical peak volumes are well
below design limt
OS NFUN_SVC_A0S1_HNG-XAEL Contracted I <OBJECTIVE> T_I Saar
Peak Hour ‘The A&L Service must achieve 36,316 business
‘transactions in a peak hour with acceptable response
times (to be defined).
<PREREQ>
<NOTES>

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NFUN_SVC_A032_HNG-X AL Design Limit I <OBJECTIVE> $379
Peak Hour ‘The A&L Service must achieve 43,579 business
transactions in a peak hour with acceptable response
times (to be defined).
=<PREREQ>
<NOTES>
x08 NFUN_SVC_A033_HNG-XA&L Contracted I <OBJECTIVE> Uses
Peak 5 Minutes The A&L Service must achieve 12 business transactions
pper second during a peak 5 minute period with acceptable
response times (to be defined).
<PREREQ>
<NOTES>
x08 NFUN_SVC_A034_HNG-XAaL Dasign Limit I <OBJECTIVE> L_ I 3379
Peak 5 Minutes ‘The CAPO Service must achieve 14 business transactions
pper second during a peak 5 minute period with acceptable
response times (to be defined). Allowing for actual per
second peak, arate of 19 tps must be achieved.
<PREREQ>
<NOTES>

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NFUN_SVC_A035_HNG-XA&L Stress Test I <OBJECTIVE>

The business transaction rate is uniformally increased until,
the service can no longer be sustained at acceptable
response times (to be defined) or complete failure of
service.

<PREREQ>

<NOTES>
Candidate for Phase 2 as historical peak volumes are well
below design limt

Oo NFUN_SVC_A001_HNG-XETU Contracted I <OBJECTIVE> I Saat
Peak Hour ‘The ETU Service must achieve 17,254 business
transactions in a peak hour with acceptable response
times (to be defined),

<PREREQ>

<NOTES>

xoo NFUN_SVC_A002_HNG-XETU Design Limit_I <OBJECTIVE> MW] 3379
Peak Hour The ETU Service must achieve 20,705 business
transactions in a peak hour with acceptable response
times (to be defined),

<PREREQ>

<NOTES>

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Test] Test are Description HIML I Req
Group D
X08 NFUN.SVC_A003_HNGXETU Contracted I <OBJECTIVE> wm I 5435
Peak SMinies The ETU Service must achive S business transactions

per second dunnga peak S minute period wih acceptable

response times (0 be dened).

<PRERE@

<NoTEs>
309 NFUNLSV6-AGO#_FING-XETU Design Lt} “OBJECTIVES a) S78

oak 5 Mines The ETU Service must achive 6 business transactions

Dor second dunnga peak 5 minute prod wih acceptable

Foeporse times (tobe defined). Alowing fractal por

second peak, a fate of pe must be achioved

<PRERE@

<noTes>
308 HONS VE_ROOS ANG XETU Siess Teat I “OBIECTIVES T

The business transaction rate unformalyineressed unt

tho serie can no longer be sustained at sccapable

Tesporse tines (0 be defined or complete fle of

<PRERE®

<noTes>

Candiate for Phase 20s historical peak volumes are well

bovow deen rt

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x10 NFUN_SVC_A001_HNG-X T&T Contracted I <OBJECTIVE>
Peak Hour The T&T Service must achieve 42,500 business
transactions in a peak hour with acceptable response
times (to be defined).

=<PREREQ>

<NOTES>

xi0 NFUN_SVC_A002_HNG-X T&T Dasign Peak I <OBJECTIVE> M I 8379

Hour ‘The T&T Service must achieve 51,000 business
transactions in a peak hour with acceptable response
times (to be defined).

<PREREQ>

<NOTES>

xI0 NFUN_SVC_A003_HNG-X T&T Contracted I <OBJECTIVE> MW) S35
Peak 5 minutes The T&T Service must achieve 11.66 business
transactions per second in a peak 5 minute period with
acceptable response times (to be defined).

<PREREG>

<NOTES>

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TestName

Description

NFUN_SVC_A004_HNG-X T&T Design Peak
5 minutes

“<OBJECTIVE>
The T&T Service must achieve 16 business transactions
per second in a peak § minute period with acceptable
response times (to be defined). Allowing for actual per
second peak, arate of 21 tps must be achieved

<PREREQ>

<NOTES>

NFUN_SVC_A005_HNG-X T&T Stress Test

<OBJECTIVES
"The business transaction rate is uniformally increased
Lunt the service can no longer be sustained at acceptable
response times (to be defined) or complete failure of,
service.

<PREREQ>

<NOTES>
Candidate for Phase 2 as historical peak volumes are well
below design limt

NFUN_SVC_A00T_BAL Design Lint
Performance

OBJECTIVES
‘The BAL must support 4028386 online service calls in a
peak hour (1119 tps), and 1128 online service calls per
‘second in a peak 5 minute period. Allowing for actual per
Second peak, arate of 1468 tps must be achieved.

Within the overall online service call limits, the BAL must
‘support 3520717 (978 tps) transaction volumes in a peak
hhour and 1068 transaction volumes per second in @ peak 5
‘minute period. Allowing for actual per second peak, a rate
of 1388 tps must be achieved.

<PREREQ>

<NOTES>
The term "Transactional volumes” defines all Service calls
that are written within @ basket as a result of branch
trading (ie.. no reports, help, user management etc)

Using the correct mix of service calls / transactions will
simultaneously test the BAL and BRDB

5431
Sart

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x12 NFUN_SVC_A001_8RDB Design Limit “<OBJECTIVE>
Performance ‘The BRDB must support 1068 business transactions per
‘second in a peak 5 minute period with acceptable
response times (between 50ms and 100ms for atypical
transaction). Allowing for actual per second peak, a rate of
11388 tps must be achieved.

$379

<PREREQ>

<NOTES>
Using the correct mix of service cals / transactions will
simultaneously test the BAL and BRDB

xT NFUN_SVC_A002_BAL Stress Test OBJECTIVES 4

The online service call rate is uniformally increased until
the service can no longer be sustained at acceptable
response times (to be defined) or complete failure of
service.

<PREREQ>
<NOTES>
xT2 NFUN_SVC_A002_BRDB Stress Test ~<OBJECTIVE> 4
Performance The business transaction rate is uniformally increased until,

the service can no longer be sustained at acceptable
response times (to be defined) or complete failure of

=<PREREQ>

<NOTES>

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Test I Test Name Deserpion HIML I Rea
Group 1D
x1 NFUN_SVC_AOOi_LogonLogoff Contracted I <OBJECTIVE> L_ I 543s
Peak 5. ites ‘A peak 5 minute peak of 100 logon/logoffs per second $438
mist be achievable 5474
-<PREREG>
<NOTES>
xT, NFUN_SVC_A002_Logon-Logoff Design Limit I <OBJECTIVE> v 5379
Peak S minutes {peak 5 minute peak of 120 lagoniogtts per second 5498
‘must be achievable. Allowing for actual per second peak, a 5474
{ate of 200 session establishments must be achieved
“<PREREG>
<NOTES>
xi NFUN_SVC_A003_Logon-Logof Stress Test I <OBJECTIVES t
‘The logor/ogof rate is unformally increased until the
semce can no longer be sustained at acceptable response
times (to be defined) or compete failure of service.
<PREREG>
<NOTES>
xs NFUN_SVC_A004_Logon-Logoff Maximun <OBJECTIVE> U 5435
Concurrent sessions ‘The Branch Access Network must support a design limit of
234,054 concurrent connections
“<PREREG>
-<NOTES>
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Stress Test

‘The business transaction rate is uniformally increased until,
the service can no longer be sustained at acceptable
response times (to be defined) or complete failure of

<PREREQ>

<NOTES>
Phase 2

Test TestName Description HIML I Req,
Group 10
x14 NFUN_SVC_A001_HNG-X Help Service “<OBJECTIVE> L I 543s
Contracted Peak § Minutes ‘The Help Service must achieve 50 business transactions 5438
pper second during a peak 5 minute period with acceptable 5475
response times (to be defined), 5476
=<PREREQ>
<NOTES>
By using the right mix of service calls / transactions, these
tests can be covered by the BAL testing (X11)
xia NFUN_SVC_A002_HINGX Help Service OBJECTIVES T_ I 3378
Design Limit Peak 5 Minutes The Help Service must achieve 60 business transactions 5438
pper second during a peak 5 minute period with acceptable 8475
response times (to be defined). Allowing for actual per 5476
second peak, arate of 78 tps must be achieved
<PREREQ>
<NOTES>
By using the right mix of service calls / transactions, these
tests can be covered by the BAL testing (X11)
xt NFUN_SVC_A0G3_HING-X Help Service OBJECTIVES T

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‘second peak, arate of 250 tps must be achieved

<PREREQ>

<NOTES>
By using the right mix of service calls / transactions, these
tests can be covered by the BAL testing (X11)

Test TestName Description HIML I Req,
Group 10
x01 NFUN_SVC_A001_HNG_XA&LTESRec I <OBJECTIVE> H I 5435
‘The fle generation process on the TES system -
TES_AL_REC_RUN, TESC332, for a peak day, completes
within an acceptable time frame, well within the target
delivery time to the Fl of 00:10.
Document DES/APP/HLD/0052 states that file generation
time is estimated to take
Peak Day Volume(Design Limit) = 123386 transactions
File generation time - 3 minutes
<PREREQ>
2) Sufficient transactions have been generated in a peak
days test load to generate the required no. of TES ABL.
transactions. (PAPERI033 - Peak Day Baseline:- 90002
transactions),
<NOTES>
Will be run as part of X1 HNG-X volume Monday
schedule)
ar TFUN_SVC_A001_HNG-X Reports OBJECTIVES I S35
Contracted Peak § Minutes Reports must achieve 125 business transactions per 5438
second during a peak 5 minute period with acceptable 5474
response times to be defined) 5475
<PREREQ>
<NOTES>
By using the right mix of service calls / transactions, these
tests can be covered by the BAL testing (X11)
x NFUN_SVC_A002_HNG-X Reports Design I <OBJECTIVE> Mm I 3379
Limit Peak § Minutes Reports must achieve 150 business transactions per 5438
‘second during a peak § minute period with acceptable 5474
response times (to be defined). Allowing for actual per 5475

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NFUN_SVC_A003_HNG-X Reports Service I <OBJECTIVE>

‘Stress Test ‘The business transaction rate is uniformally increased until,
the service can no longer be sustained at acceptable

response times (to be defined) or complete failure of

service.

<PREREQ>

<NOTES>
Phase 2

x01 NFUN_SVC_A002_HNG_XA&LTESRec I <OBJECTIVE> H I 5435
cos The time taken for agent process ‘agent_nbs_rec' to

process the A&L Rec fle on the Connect Direct gateway,

for a peak days transactions, is within acceptable limits,

and completes well within the delivery tothe Fl target

deadline of 00.10.

<PREREQ>

2). That there are a peak days no. of transactions present
inthe A&L Rec fie on the Connect Direct Gateway. (90992
transactions),

<NOTES>
Will be run as part of X1 HNG-X volume Monday
schedule)

DESIAPP/HL.D/0052 states that “Test runs have provided
estimates so that for 2 milion rows using 4 threads @
decryption time of about 50 minutes is possible”

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Test Testa Desertion HM. I Req
Group fo
X01) NFUN_SV_A008_HNG_XCAPOTES Rec I <OBJECTIVE> I 540s
Tho fle ganeratonproeas on the TES system
TES.CABO, REC-RUN, TECHS for 8 peek doy,
Completes wih a acceptable ine fame, wol vain the
target devon tine tthe Ff 0070
Document DESIAPPYHLD/002 states tha fle generation
Srateaticed
Posk bay Volne(Deaig ii) = 9381428 ransacons
Fie generation hme 8 rus
<PREREG
Gatien alaanapencintiaceale
ap et ad to gonorte ho roqutos ne FTES CAPO
ttansactone:(PABEROS3 Peak Day aselne 1520029
foneasone
<noTEs»
Wile run a part of Xt HNG.X volume Monday
sched)
X01] RFUR_SV0_AUDY_ANG_K CAPO TES Res <OBIECTVES SR
coe The tne len for ager process ‘agent_nbs_ec! to
process the CAPO is a on the Comet Dect
sy apt pth yn <a
far atd compltce wal win the dohvery tothe
tage’ desc of 0.10,
<PREREG>
a). That there are @ peak days no. of transactions present
inte CAPO Ros fe on tne Comedt Diet
(1529839 transactions).
<noTEs>
Witte run 2 prt of Xt HNG X volume Monday
Schedule)
DESIAPPIHLD/062 states that "Tet runs have provided
tettratos so that for 2 milion rows using teats a
Sup ie eae 6S cates pele”
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x01 NFUN_SVC_A005_HNG_XLINKTESRec I <OBJECTIVE> 5435,
cos The time taken for agent process ‘agent_nbs_rec' to

process the Link LREC fle on the Connect Direct gateway,

for @ peak days transactions, is within acceptable limits,

and completes well within the delivery toTES target

deadline of 02.02am.

=<PREREQ>
a). That there are a peak days no. of relevant transactions
present in the Link LREC file on the Connect Direct
Gateway. (202849 transactions).

»). For transactions to be included in an LREC fie, they
‘must be of the correct transaction type:- 63 for instance. A
‘type 64 will not be included.

) A mechanism needs to be developed to extract C1
records from the Branch database in a similar fashion to
the way C1 messages are extracted from the Riposte
bukkers.

<NOTES>
Will be run as part of X1 HNG-X volume Monday
schedule)

DES/APP/HLD/0052 states that “The CDG conversion
process is insignificant since the hash process has been
‘estimated to process 200,000 values in 0.5 seconds on a
test run’

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