POL00028022 - Document entitled “HOL Report Printing at Audit” (V1.2)

Evidence on official site

HOL Report Printing @ Audit

Branch Name :

BEFORE ENTERING THE BRANCH
ONCE INSIDE THE BRANCH

View Stock Units *

Transfer Reconciliation Summary

Multi-stock branches only

(Remember to print an In

Pre-opening Transaction Log for that day

Office Snapshot

Balance Snapshot (Individual Stocks)

Previous Nights cash declaration

Currency Holding

Outstanding Summaries

TEXT: Contract Advisor

Branch Code : Date :

RING BSC to inform them of the Branch Closed for Audit:
Introduce Myself & Team using the opening script in Chapter 2
Y 9 ibid i“ Branch Contacts Name
Attach a "Closed Notice" on the door
Ask to be added to the system with your Smart ID at Manager Level, if no one has authority use you Global User to create your ID
24 List Units:
FR Pin 36 32
Reporting Transfer .
Reporting Office Reconciliation Print
Accept any and all transfers, BEFORE you print the Office Snapshot
ual Stock Snapshot for single stock branches: see path below)
a 32 34 46 82
Reporting Transaction Date From Da Time From Enter
el 24 32
Office Weekly Accounting Office Snapshot Print
a 21 32
Reporting Snapshot Print
21 Enter
Cash Pick the Last Declaration & Print
63
Foreign Currency Holdings
is 54

(Print all listed)

Suspense Account

Transaction Corrections Outstanding

Transaction Corrections
Processed (last 60 days)

Author: David Nolan
Version 1.2

Weekly Accounting Summaries Outstanding

Print all the Reports Listed

Time :

POL00028022
POL00028022

By]
Pri

Review date July 2022

i rn 24 32
Weekly Accounting Weekly Accounting Suspense Account Print
ee 62 32
Reporting Reporting Office Outstanding Print
eS :
Reporting Reporting Processed Print

Office

Page 1

Delivering accurate and professional audits in a fair and transparent manner.
POL00028022

POL00028022
HOL Report Printing @ Audit
Rems In (Full Office printed on BOP) & Ey Maw 41 an 42
Rems Out (Full Office printed on BOP) Reporting Reporting Rems In d Out Print Both
; FA 32 54 41 44 46 Enter Print
Reversal Reports - Existing Reports Transaction Log Mode Existing Date Date To
f a 32 54 P 7 44 46 Enter _ Print
Reversal iReports - Reversal/Refund Reports ransaction Lo ¢ Mode Reversal/RefundDate Date To
F4 F4 22 f f
User S a Ee “4 22
eer Sammy Reports Event Log Summary Print
60 days >5 2 32 34 46 66 Enter 52
‘Teme Lanes 66 anys Reports Date From DateTo —_Value From Ready Print
Optional Further report(s)
Detailed Cash Declaration Summary Reports Event Log Balancing Date to Print

If the branch has a Lottery Terminal further reports will be required.
Reports - Daily Terminal summary for Scratch Cards & Online plus Un-activated summaries for all packs

If the branch has an ATM further reports will be required to complete the audit. Reports -1,2&6

Finally: Prior to leaving the branch, you must obtain the following reports:

Stock Adjustments and a second Transfer Reconciliation Summar

Reports

32
Transaction Log

54
Mode

31 Enter

Stock Adjustments (+ & -) Page Down

3 times

Enter 52

Print

If any alterations are made to users listed at the branch while you are there (incorrect or deleted user-names) reprint the summary before leaving the branch.

If possible, ask the Postmaster/OIC to delete your Smart ID and obtain a further User Summary

Complete a closing Meeting utilising the Closing Meeting script in Chapter 2
Ring BSC to confirm "Re-open"

Author: David Nolan
Version 1.2

Page 1
Delivering accurate and professional audits in a fair and transparent manner.

Take Notice off the door

Review date July 2022