POL00028597 - Horizon Programme Congo 4 (ICL Pathway Release 1c), Horizon Service Report No.3, Feb 1998, by Phil Turnock

Evidence on official site

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Horizon Programme

CONGO 4
(ICL Pathway Release 1c)

Horizon Service Report
Number 3 ; 5

Period - February 1998

Distribution: Dave Miller Graham Beck
Janet Topham Kevin Lenihan
John Meagher Vince Gaskell
Bruce McNiven Paul Hanson
MenaRego .. Ruth Holleran
John Holroyd PDA Team Leaders
Douglas Craik PMT Board
Phil Shingler National Audit Team (POCL)
Andy Radka RLM’s
Peter Charlton

-Author: Phil Turnock - I

Authorised by: Dave McLaughlin -!__

Date produced: 27 March 1998

Phit Turnock, Performance Analyst Page 1 of 12
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1. Introduction
This report is produced by the POCL Service Management team and provides ahigh : +
level “in-flight” assessment of any threats to overall business continuity in the Congo 4 ‘

live service environment. The primary purpose is to identify any issues (actual or
potential) that might threaten the Congo 4 roll-out or regression from ICL Pathway
services. It should be noted that this report may have an operational bias.

For ease of reference, the report utilises a traffic light system with the following keys -

Immediate Threat to Business Continuity

Potential Threat to Business Continuity

No Threat to Business Continuity

The next full Horizon Service Report is scheduled for 30 April 1998.

2. Report Format

2.1 ABBREVIATIONS

BA Benefit Agency

BES Benefit Encashment Service

CAPS Customer Accounting & Payment Strategy \
COLS Caps Operational Live Support
CAW Cash Account Week for Post Offices
CPCS Customer Payment Computer System
CSU Card Support Unit

EDS Electronic Data Systems

HSH _ Horizon System Helpdesk

IGL Initial Go-Live

OBCS Order Book Control Service

OSM - Operational Service Management
PIR Post Incident Review

PCHL Payment Card Helpline

PDA Programme Delivery Authority
POCL Post Office Counters Ltd

RLM _ Regional Liaison Manager

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Post Office CAW

Post Office cash account weeks run from Thursday to Wednesday. > «and
ie: Week 32 = Thurs. 30 Nov - 5 Dec 1997. a

3. Headlines ~

Volumetrics.
e Payments card customers on CPCS = _ 25,119
¢ Number Of active payment cards = 16,875
¢ Number of commissioned Post Offices = 204
¢ Number of Counter Positions = 334
¢ Offices De-commissioned = 1
¢ Manual Post Offices supporting foreign encashments = 1,492
¢ Number of encashments for February = 30,343
¢ Value of encashments for February = 882,813.33
© Number of foreign encashments for February = 245
¢ Value of foreign encashments for February = 7,214.15
¢ Average value of each encashment = £29

4. ~ End to End Business Continuity

Overall there are no major threats to business continuity, however there are still growing
concems regarding the continuation of lost transactions, it was anticipated that lost
transactions would decline after the software fix dated 16 February 1998.

Continuation of this trend will seriously undermine the credibility of the system.

Phil Tumock, Performance Analyst Page 3 OF 12
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5. . Core Elements of the Live service

Infra- BPS I OBCSI} CAS I CMS I TP/Pwy I Fraud & I Accounting
structure /PAS Interface I Security I ~*~

ene

NB: This section of the report should be interpreted in respect of the perception of the ‘end user’ and how
it will impact their environment.

5.1 Infrastructure

Post Office Relocations/Refurbishments

Following the PIR for the recent relocations and refurbishments an interim process has
been verbally agreed between POCL and ICL Pathway, for the duration of Release Ic.
A formal process cannot be drafted until POCL states it’s requirement, this is not
envisaged until Release 2 when the ‘change catalogue’ is produced.

A number of actions were assigned at the meeting for subsequent feedback at an update
meeting scheduled for early April.

5.2 Benefit Payment System

Lost Transactions

ICL Pathway are continuing their investigation concerning the four categories of lost transactions
identified in the last interim report. The objective is to ascertain the root cause at the POCL
customer interface. Service Management has escalated the aforementioned problems to Product
Management for action to facilitate a solution within the ICL Pathway domain.

Phil Tumock, Performance Analyst Page 4 of 12
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5.3. Accounting & Reconciliation
Appendix ‘A’ details an agreed summary of accounting & reconciliation for the
February period.

6. BES: Volumetrics
Definitions for the purpose of this report.
A transaction is a broad description of a customer session. (the term ‘transaction’ is
more rigorously defined in the contract).
A payment is the Child Benefit allowance money due for one week, or for four weeks (
in case of a four- weekly allowance).
An encashment is a measure of the work effort in a customer session from the clerk
accepting the payment card to returning the card with monies, i.e. one customer is paid
all due Child Benefit allowance. Thus, a customer may save several payments before
visiting their PO. During such a transaction there will be one encashment of several
payments.

6.1 Payments Card Statistics

Month — Cards Issued to Active Lost Cards Stolen Damaged
POCL Cards Cards Cards
Phil Tumock, Performance Analyst Page 5 of 12

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6.2 BES Encashments against Forecast since Release 1c

BES: Actual Encashments Against Forecast

—e— Forecast of Encashments

60000 II @— Actual Encashments

Nov-98 Dec-97 Jan-98 Feb-98 Mar-98 Apr-98

NB: The actual volume of encashments is ramping-up in line with the forecast.

6.3 Volumes of BES transactions

Nov97 Dec 97; Jan 98 Feb 98 Mar 98

Transaction

Apr 98

6.4
North East I South West / South Wales _ Foreign
12,925 17,418 245
360,935.72 521,877.61 I 7,214.15
NB: SW/SW have more cards due to an existing customer base with the ex.IGL offices.
Phil Tumock, Performance Analyst Page 6 Of 12

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6.5 Percentage split of Encashments

Volume of BES Encashments

Volume SW/SW
57%

Volume NE
43%

NB: The forecast percentage split is 58% SW/SW and 42% NE, derived from the number of automated

offices in each Region.

7. OBCS

71 No. of OBCS Transactions by Type - February 1998

Encash Encash Issue/Receive I Issue/Receive I Re-Direct I Total
Local Foreign I Local Foreign Transactions
300,284 4,409 55,971 1,290 296 362,250

7.2 No. of OBCS Transactions by Month

No.of OBCS Transactions by Month

450000
400000
350000 325101
300000 21
243643 0868 —s1795
250000
200000
150000
100000 eal
i I
0
Se er ee eee ee
He < 3 S 3 3 <
Bra cou Tigsd S80 SOS, Gale See
Month
Phil Tumock, Performance Analyst Page 7 of 12

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8. Horizon System Helpdesk Volumetrics

8.1 Categories of calls to HSH during February 1998.

Analysis of Calls to HSH

wHerdware
Netw ork
Software

tg Documentation

= *plimentation

1 Operations

I mAdvice & Guidance
I Environment

\m inappropriate

I gq Other

Volume

1
Call Categories

NB: This graph includes all calls from POCL, BA & ICL Pathway

Breakdown of calls to HSH
Category

NB: There has been a noticeable reduction in the volume of call to the HSH, especially in the categories
of ‘Advice & guidance’ and ‘operations’.

Phil Tumock, Performance Analyst Page 8 of 12
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8.2 Source of Calls to HSH

Source of Calls to Horizon System Helpdesk

1. Pathway
28%

Benefit Agency
4%

Post Office Counters

Ltd
68%

Calls for December 1997

9; Payment Card Helpline

Calls to Payment Card Helpline

2000
ey BA Cals
.
g 1000 mw POCL Calls
See a Qustomer Calls (Eng)
—

1
February 1998

Phil Tumock, Performance Analyst
3rd Floor, Terminal House

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LONDON SWIW 0AB

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POCL SERVICE MANAGEMENT

Dec 97 Jan 98 Feb 98

NB: The volumes of calls to the PCHL have increased in line with the volumes of active payment cards.
44.2% of the calls to the PCHL are general cardholder enquiries.

Key Incidents / Problems during Release 1c

¢ ICL Pathway ‘maestro’ scheduler failed over a weekend period, affecting 10 ex IGL
offices

Release Ic printers not performing to standard required

Release 1c payment receipts are lower specification to that of IGL

Files sent to ABED with wrong creation date

ISDN line problems affecting release 1b offices

Authentication of users to the HSH & PCHL

Duplicate payments at Bath Road, due to office unable to harvest

PMSR report received in ABED did not pick-up Bath Road Duplicate payment
BES transactions not being committed and subsequently lost after ‘full log-out’
Transactions being lost after experiencing printer failure

Stop payment not confirmed back to CAPS, following a customer transferring from a
BES office to a non-automated office

Payment cards not activated at Post Offices in NE Region, prior to their issue to the
customers

Disabled customer complaint concerning lack of ‘agent’ facility at Release 1c
Increased cash account errors

Identify Process for outlet changes

Lost transactions - card problems

Lost transactions - printer failure

Lost transactions - correct permission not assigned to user

Lost transactions - user exited prematurely

e oooeoeee eee

(full details are provided in previous reports).

Phil Tumock, Performance Analyst Page 10 of 12
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11. Concerns
There is growing concem in various domains of the Horizon programme Tegarding the’
consistency and timeliness of the management information supplied by ICL Pathway.
These inconsistencies reported will have-a serious impact on the integrity of the data
supplied to the programme. Service Management has now furnished these concems to

“ICL Pathway for investigation.

12. De-commissioned Post Offices

As of 26 March 1998, there is one de-commissioned outlet.

1. Hewelsfield (346523) - ISDN line not available at the new telephone exchange.

Phil Tumock, Performance Analyst . Page 11 of 12
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Appendix ‘A?
ACCOUNTING AND RECONCILIATION MANAGEMENT SUMMARY
¢ RELEASE 1C STATISTICS AND SETTLEMENT ADJUSTMENTS . .
Of the 40 incidents received this month 26 were cleared.

Rel Ic. From 4/11/97 to From 1/2/98 to 28/2/98

31/1/98

Tota I Cleare I Outsta I B/ {New Cleared I Outstanding

1 d nding IF Receiv

ed
PO reported incidents 52 51 1 1 18 18 1
CBOS reported incidents 22 1 21I 21 5 0 26
CA/ABED mismatches 12 2 10{ 10 14 8 16 :
Rejected records by 0 0 0 3 0 3 ‘
CAPS :
TOTAL - 86 54 32I 32 40 26 46
[Total4Nov-28Feb I 32[ 126] 80] 46 I

Total Number of 30,343

Transactions from 1

February to 28 February.

* GENERAL RECONCILIATION PERFORMANCE

An increase of 59% in the volume level of transactions occurred since the last reporting period.
Despite this, performance levels of reconciliation work were still good.

¢ IMPROVEMENTS
This period - ratio of incidents to transactions were 1:704 (last period 1:358).
_* CONCERNS

Incidents of lost transactions are still being reported despite a software fix during February.

Phil Tumock, Performance Analyst Page 12 of 12
3rd Floor, Terminal House

52 Grosvenor Gdas

LONDON SWIW OAB ete frie I