FUJ00232469 - ICL Pathway - MIS Report Despatch Procedure (V1.0) - details the production and despatch of CD to the Contracting Authorities

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FUJ00232469

FUJ00232469
ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97
Document Title: MIS Report Despatch Procedure
Document Type: Procedure
Abstract: This documents details the production and despatch of
CD to the Contracting Authorities.
Status: Version 1.0
Distribution: Paul Westfield - ICL Pathway Customer Service
David McLaughlin - BA/POCL PDA
Peter Spence - ICL Pathway RS
Library
Author: Richard Brunskill
Comments to: Author
Comments by: 29/10/97
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© 1997 ICL Pathway Ltd
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ICL Pathway

MIS Report Despatch Procedure

FUJ00232469
FUJ00232469

Ref:CS/PRO/030
Version: 1.0
Date:21/10/97

0

0.1

0.2

0.3

0.4

Document control

Document history

Version Date Reason
0.1 21/05/97 First Draft

1.0 21/10/97 V1.0

Approval authorities

Name Position

Paul Westfield ICL Pathway Customer

Service - S&P Manager

David McLaghlin BA/POCL PDA

Associated documents

Reference Vers Date Title
RS/PRO/0008 0.1

CS/PRO/0031 0.1

Abbreviations

CA Contracting Authorities

CD Compact Disk

Fraud Risk Management Service
IA Information Analyst

IC Information Consultant

MIS Management Information Services

Signature Date

Source

25/04/97 FRM Report Despatch Procedure ICL

Pathway

21/05/97 MIS Report Production and Scheduling ICL

Pathway

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Page 2 of 1
FUJ00232469

FUJ00232469
ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97
0.6 Table of content
DT INtrOdUctiOn..... eee ecceceeeeeeeee cece ee eeeeeeeeeeeneeeeeeseseseseeeerersteseseseeneneresesetsetete 4

2 SCOPC eee eeeecececcssseseesseecesesescsecessesesecenecsvacsesesecscaesesecereceestseeecscasereeteestesesenee 4
3 PrOCESS....... eee cece ee eceeeeeceeeeeeeeeeeeeeeeneeeeeseceneeeesesiseteteneneesssesensenesesesesetereesets 4
4 Process Flow Charts

4.1 CD Despatch Process. 5
4.2 Report Non-Receipt Process................:ccecccceceeseeeeseeseeseeeeeeeseeeseeseeseeees 7
5 Appendix 1: CD Despatch LOg.............eececeeeseseeeseseeeeeeeeereeeetereneateteeeeeeeee 8
6 Appendix 2: Report Problems Log. 9

7 Appendix 3: Royal Mail Special Delivery.

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FUJ00232469
FUJ00232469

ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97

1 Introduction

The efficient provision of information to the CA and ICL Pathway is a vital
component of the ICL Pathway solution.

The following procedure details the controls in place covering the despatch of
CD’s to the CA. There are two sets of data being produced one set for ICL
Pathway Customer Service MIS, the other for ICL Pathway FRMS

2 Scope

This procedure covers the production and distribution of the MIS reports for
Release 1c up to Release 2 of the ICL Pathway solution.

3 +Process

The diagram below provides an overview of the procedure.

wy
cAcD
Content
Compliant
REPORT NOt
RECEIPT
PROCESS
No No
I I
s Has
CD DISPATCH) Ave All Recipient
ep por — fecipient .__Yes—_peI ni
Report PROCESS: Reports Yost Received “s End
Outputs Available Output?
&
‘Schedule
List
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FUJ00232469

FUJ00232469
ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97
4 Process Flow Charts
4.1 CD Despatch Process
Process Owner: Customer Service - Information Analyst
Process Objective: To ensure timely and secure despatch of
reports to the Contracting Authorities.
Process Rationale: The IA will generate from the Scheduling List a

CD Despatch Log (Appendix 1) containing
details of reports to be sent to the CA. The IA
copies the report outputs onto the CD as
directed by the CD Despatch Log. If a report
output is unavailable the IA implements the
Non-Receipt Process. The CD reference
number is written on the CD with the
appropriate permanent marker. On completion
of the production of the CD the CD Despatch
Log is signed off by the IA. The CD is then sent
by Royal Mail Special Delivery (Appendix 3) to
the addressee, the Certificate of Despatch
being attached to the CD Despatch Log and
the log updated with the PO Counter
Reference. Once the Advice of Delivery Note
is received the CD Despatch Log is updated
and filed. If the Advice of Delivery Note has not
been received within 3 days of date of
despatch the addressee is contacted in order
to confirm delivery. If the addressee stipulates
that they have not received the CD then the
Non-Receipt Process is invoked.

Entry/Inputs: CD Despatch Log
Report Outputs
Resources: IA : Customer Service
Sub Processes: Non-Receipt Process
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FUJ00232469

FUJ00232469
ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97
Exit/Outputs: CD with Report Outputs
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FUJ00232469

FUJ00232469
ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97
Process Flow (CD Despatch Process)
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FUJ00232469

FUJ00232469
ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97
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FUJ00232469

FUJ00232469

ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030

Version: 1.0
Date:21/10/97

4.2 Report Non-Receipt Process

Process Owner:

Process Objective:
the

Process Rationale:

Entry/Inputs:

Resources:

Sub Processes:

Exit/Outputs:

Customer Service - Information Analyst

To provide a controlled environment in which
non receipt of reports can be processed and
remedial action implemented.

On finding that a report has not been run as
scheduled the IA completes the relevant
sections of the Report Problems Log and then
arranges for the report to be run. The cause
of the problem is then determined and
documented on the report problems log.
Remedial action is implemented as appropriate
and logged In the event that a CD has not be
received then the exact cause of the problem is
investigated and documented on the Report
Problems Log. Concurrently a new CD is
produced and despatched. The IC is informed
and completes an impact assessment.
Remedial action is determined and
implemented.

In the event that the CA receives a CD which
they determine does not contain the outputs
desired then they shall inform the IA. He will
document the exact complaint on the Report
Problems Log. Should he determine that there
has been an omission from the CD the output
will be provided to the CA with all reasonable
expediency. Any other matters will be passed
to the joint review committee.

Notification of report non-receipt.

IA : Customer Service
IC : Customer Service
Nil

Remedial Action

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FUJ00232469

FUJ00232469
ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97
Report Problems Log (Appendix 2)
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FUJ00232469

FUJ00232469
ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97
5 Appendix 1: CD Despatch Log
CD Despatch Log Ret: cs/TEM/0001

CD Reference CD Recipient CD loaded By:

Report Name Run Date Loaders initials Date
I Despatched By Date

Signature

Post Office Advice Of

Counter Delivery

Reference Attached

Notes

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FUJ00232469
FUJ00232469

ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0

Date:21/10/97

6 Appendix 2: Report Problems Log

Report Problems Log pref. cs/tEm/0002

Status of Request Open / Closed

Name Of Report

Who Reported It?
Status Date/time Comments

Problem First
Reported
Report Re-Run

Report Re-Sent
Support Informed

Recipient Receives
Report

Allocated Information Analyst

Date of Completion Expected
Completion

Description:

Solution/Remedial Action:

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FUJ00232469
FUJ00232469

ICL Pathway MIS Report Despatch Procedure Ref:CS/PRO/030
Version:1.0
Date:21/10/97

7 Appendix 3: Royal Mail Special Delivery

General Features
The Royal Mail Special Delivery product contains the following features.

« Guaranteed delivery to most UK destinations by 12:30 the next working
day.

e Special dedicated express handling at every stage with priority over all
other ordinary mail.

e Barcoded to allow tracking throughout the Royal Mail network which allows
progress monitoring.

e Signature collected and returned to sender on delivery.

Instructions on Use

For instructions regarding the use of Royal Mail Special Delivery refer to
reverse of special delivery label and Post Office Document Advice of
Delivery.

Addressee Requirements

The addressee will be required to sign the Advice of Delivery Card and the
standard receipt on delivery of the item.

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